0001543407-15-000036.txt : 20150520 0001543407-15-000036.hdr.sgml : 20150520 20150520161819 ACCESSION NUMBER: 0001543407-15-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150518 FILED AS OF DATE: 20150520 DATE AS OF CHANGE: 20150520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOZY WILLIAM A CENTRAL INDEX KEY: 0001221785 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 15879826 MAIL ADDRESS: STREET 1: C/O BECTON DICKERSON & CO STREET 2: 1 BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-05-18 0000010795 BECTON DICKINSON & CO BDX 0001221785 KOZY WILLIAM A C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES NJ 07417 0 1 0 0 Executive Vice President Common Stock 2015-05-18 4 M 0 7256 84.33 A 80964 D Common Stock 2015-05-18 4 D 0 4309 142.00 D 76655 D Common Stock 2015-05-18 4 S 0 2947 142.00 D 73708 D Common Stock 2015-05-19 4 M 0 10901 84.33 A 84609 D Common Stock 2015-05-19 4 D 0 6474 142.01 D 78135 D Common Stock 2015-05-19 4 S 0 4427 142.01 D 73708 D Common Stock 2015-05-19 4 M 0 5467 62.50 A 79175 D Common Stock 2015-05-19 4 D 0 2406 142.01 D 76769 D Common Stock 2015-05-19 4 S 0 3061 142.01 D 73708 D Common Stock 44224 I By wife Common Stock 12021 I SIP Trust Stock Appreciation Rights 84.33 2015-05-18 4 M 0 7256 0 D 2008-11-20 2017-11-20 Common Stock 7256 10901 D Stock Appreciation Rights 84.33 2015-05-19 4 M 0 10901 0 D 2008-11-20 2017-11-20 Common Stock 10901 0 D Stock Appreciation Rights 62.50 2015-05-19 4 M 0 5467 0 D 2009-11-28 2018-11-28 Common Stock 5467 18455 D Includes rights acquired through dividend reinvestment since the last report filed by the reporting person and shares transferred from GRAT. The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $142.00 through $142.06. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $142.00 through $142.11. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of April 30, 2015. The stock appreciation rights vest in four annual installments beginning November 20, 2008. The stock appreciation rights vest in four annual installments beginning November 28, 2009. Richard Stout, by power of attorney for William A. Kozy 2015-05-20