0001543407-13-000056.txt : 20131108 0001543407-13-000056.hdr.sgml : 20131108 20131108082205 ACCESSION NUMBER: 0001543407-13-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131106 FILED AS OF DATE: 20131108 DATE AS OF CHANGE: 20131108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BECTON HENRY P JR CENTRAL INDEX KEY: 0001195834 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 131202604 MAIL ADDRESS: STREET 1: C/O BELO CORP STREET 2: PO BOX 655237 CITY: DALLAS STATE: TX ZIP: 75265-5237 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-11-06 0000010795 BECTON DICKINSON & CO BDX 0001195834 BECTON HENRY P JR C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES NJ 07417 1 0 0 0 Common Stock 2013-11-06 4 M 0 2276 49.05 A 26096 D Common Stock 2013-11-06 4 S 0 2276 106.77 D 23820 D Common Stock 89241 I See footnote Common Stock 517860 I See footnote Common Stock 37166 I By wife Common Stock 109012 I See footnote Common Stock 16200 I See footnote Common Stock 11320 I See footnote Common Stock 41021 I By GRATs Stock Option (Right to Buy) 49.05 2013-11-06 4 M 0 2276 0 D 2005-02-11 2014-02-11 Common Stock 2276 0 D Includes restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. Represents shares held in trust and/or limited liability company for benefit of reporting person. Represents shares held in a limited liability company (the "LLC") in which the reporting person had previously held a passive interest. The reporting person disclaims beneficial interest in the shares except to the extent in the LLC. Represents shares held in trust and directly by spouse. By trusts for benefit of reporting person's children, with wife and independent advisor as co-trustees. Represents shares held in a certain trust of which reporting person is a co-trustee. These shares were formerly in trust for reporting person's parent. By trust for benefit of reporting person and his siblings, of which he is a co-trustee. The option became exercisable in four annual installments beginning February 11, 2005. Richard Stout, by power of attorney for Henry P. Becton, Jr. 2013-11-08