0001543407-13-000052.txt : 20130905 0001543407-13-000052.hdr.sgml : 20130905 20130905161201 ACCESSION NUMBER: 0001543407-13-000052 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130901 FILED AS OF DATE: 20130905 DATE AS OF CHANGE: 20130905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hurwitz Jerome V CENTRAL INDEX KEY: 0001585752 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 131080564 MAIL ADDRESS: STREET 1: BECTON, DICKINSON AND COMPANY STREET 2: 1 BECTON DRIVE CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2013-09-01 0 0000010795 BECTON DICKINSON & CO BDX 0001585752 Hurwitz Jerome V C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES NJ 07417 0 1 0 0 Senior Vice President Common Stock 1687 D Rights to Common Stock under Deferred Compensation Plan Common Stock 588 D Stock Appreciation Rights 71.72 2007-11-21 2016-11-21 Common Stock 3438 D Stock Appreciation Rights 84.33 2008-11-20 2017-11-20 Common Stock 2958 D Stock Appreciation Rights 62.50 2009-11-25 2018-11-25 Common Stock 4003 D Stock Appreciation Rights 75.63 2010-11-24 2019-11-24 Common Stock 4927 D Stock Appreciation Rights 76.64 2011-11-23 2020-11-23 Common Stock 6799 D Stock Appreciation Rights 72.12 2012-11-22 2021-11-22 Common Stock 9166 D Stock Appreciation Rights 76.18 2013-11-20 2022-11-20 Common Stock 9732 D Reflects restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. The securities are generally distributed upon termination, or following retirement on the date or dates specified by the reporting person. The securities convert to common stock on a one-for-one basis. The stock appreciation rights vest in four annual installments beginning November 21, 2007. The stock appreciation rights vest in four annual installments beginning November 20, 2008. The stock appreciation rights vest in four annual installments beginning November 25, 2009. The stock appreciation rights vest in four annual installments beginning November 24, 2010. The stock appreciation rights vest in four annual installments beginning November 23, 2011. The stock appreciation rights vest in four annual installments beginning November 22, 2012. The stock appreciation rights vest in four annual installments beginning November 20, 2013. Richard Stout, by power of attorney for Jerome V. Hurwitz 2013-09-05