0001062993-23-021561.txt : 20231128 0001062993-23-021561.hdr.sgml : 20231128 20231128202524 ACCESSION NUMBER: 0001062993-23-021561 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231126 FILED AS OF DATE: 20231128 DATE AS OF CHANGE: 20231128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spoerel Thomas J CENTRAL INDEX KEY: 0001790223 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 231448165 MAIL ADDRESS: STREET 1: BECTON, DICKINSON AND COMPANY STREET 2: 1 BECTON DRIVE CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-11-26 0000010795 BECTON DICKINSON & CO BDX 0001790223 Spoerel Thomas J C/O BECTON, DICKINSON AND COMPANY FRANKLIN LAKES NJ 07417 0 1 0 0 SVPController & Chief Acct Off 0 Common Stock 2023-11-26 4 A 0 375 0.0 A 2202 D Common Stock 2023-11-26 4 A 0 757 0.0 A 2959 D Common Stock 2023-11-26 4 F 0 365 0.0 D 2594 D Common Stock 102 I 401(k) Plan Stock Appreciation Rights 238.89 2023-11-26 4 A 0 2764 0.0 A 2024-11-26 2033-11-26 Common Stock 2764 2674 D Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. Represents shares received upon vesting of performance based equity awards. Represents shares withheld for payment of withholding taxes in connection with vesting of the performance units referred to in footnote (2) and (B) the vesting of restricted stock units previously reported on Table I. Represents shares of common stock held under the Becton, Dickinson and Company 401(k) Plan (the "401(k) Plan"). The information presented for the 401(k) Plan is as of November 22, 2023. The stock appreciation rights vest in four annual installments beginning November 26, 2024. Donna Kalazdy, by power of attorney for Thomas J Spoerel 2023-11-28