0001062993-22-014527.txt : 20220609 0001062993-22-014527.hdr.sgml : 20220609 20220609103206 ACCESSION NUMBER: 0001062993-22-014527 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220607 FILED AS OF DATE: 20220609 DATE AS OF CHANGE: 20220609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spoerel Thomas J CENTRAL INDEX KEY: 0001790223 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 221005180 MAIL ADDRESS: STREET 1: BECTON, DICKINSON AND COMPANY STREET 2: 1 BECTON DRIVE CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-06-07 0000010795 BECTON DICKINSON & CO BDX 0001790223 Spoerel Thomas J C/O BECTON, DICKINSON AND COMPANY FRANKLIN LAKES NJ 07417 0 1 0 0 VP Controller & Chief Acct Off Common Stock 2022-06-07 4 M 0 1026 147.68 A 2070 D Common Stock 2022-06-07 4 D 0 583 260 D 1487 D Common Stock 2022-06-07 4 S 0 443 260 D 1058 D Common Stock 66 I 401(k) Trust Stock Appreciation Rights 147.68 2022-06-07 4 M 0 1026 0 D 2016-11-26 2025-11-26 Common Stock 1026 0 D Direct holdings reflect adjustments made in connection with the spin-off of Embecta Corp. to the number of shares underlying previously reported and unvested time-vested restricted stock units held by the reporting person. Represents shares of common stock held under the Becton, Dickinson and Company 401(k) Plan (the "401(k) Plan"). The information presented for the 401(k) Plan is as of June 1, 2021. The stock appreciation rights vest in four annual installments beginning November 26, 2016. Richard Stout, by power of attorney for Thomas J. Spoerel 2022-06-09