0001209191-16-141301.txt : 20160913
0001209191-16-141301.hdr.sgml : 20160913
20160913194340
ACCESSION NUMBER: 0001209191-16-141301
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160912
FILED AS OF DATE: 20160913
DATE AS OF CHANGE: 20160913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHUH MICHAEL N
CENTRAL INDEX KEY: 0001205498
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37511
FILM NUMBER: 161883914
MAIL ADDRESS:
STREET 1: FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD STE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moldow Charles
CENTRAL INDEX KEY: 0001452009
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37511
FILM NUMBER: 161883915
MAIL ADDRESS:
STREET 1: C/O FOUNDATION CAPITAL
STREET 2: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOONTZ PAUL G
CENTRAL INDEX KEY: 0001205496
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37511
FILM NUMBER: 161883916
MAIL ADDRESS:
STREET 1: FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD STE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Foundation Capital, LLC
CENTRAL INDEX KEY: 0001615420
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37511
FILM NUMBER: 161883919
BUSINESS ADDRESS:
STREET 1: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-614-0500
MAIL ADDRESS:
STREET 1: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FOUNDATION CAPITAL VI LP
CENTRAL INDEX KEY: 0001433196
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37511
FILM NUMBER: 161883920
BUSINESS ADDRESS:
STREET 1: C/O FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD, SUITE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-614-0500
MAIL ADDRESS:
STREET 1: C/O FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD, SUITE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Foundation Capital VI Principals Fund, LLC
CENTRAL INDEX KEY: 0001451964
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37511
FILM NUMBER: 161883921
BUSINESS ADDRESS:
STREET 1: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-614-0500
MAIL ADDRESS:
STREET 1: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Foundation Capital Management Co. VI, LLC
CENTRAL INDEX KEY: 0001451965
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37511
FILM NUMBER: 161883922
BUSINESS ADDRESS:
STREET 1: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-614-0500
MAIL ADDRESS:
STREET 1: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELMORE WILLIAM B
CENTRAL INDEX KEY: 0001078748
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37511
FILM NUMBER: 161883918
MAIL ADDRESS:
STREET 1: C/O FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD STE 103
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sunrun Inc.
CENTRAL INDEX KEY: 0001469367
STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIP, EXCEPT ELEC & WARM AIR & PLUMBING FIXTURES [3430]
IRS NUMBER: 262841711
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 595 MARKET STREET, 29TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-580-6900
MAIL ADDRESS:
STREET 1: 595 MARKET STREET, 29TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SunRun Inc.
DATE OF NAME CHANGE: 20090730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOLLAND PAUL R
CENTRAL INDEX KEY: 0001205501
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37511
FILM NUMBER: 161883917
MAIL ADDRESS:
STREET 1: FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD STE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Weiss Warren M
CENTRAL INDEX KEY: 0001399347
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37511
FILM NUMBER: 161883913
MAIL ADDRESS:
STREET 1: FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD, SUITE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-09-12
0
0001469367
Sunrun Inc.
RUN
0001451965
Foundation Capital Management Co. VI, LLC
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
0
0001451964
Foundation Capital VI Principals Fund, LLC
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
0
0001433196
FOUNDATION CAPITAL VI LP
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
0
0001615420
Foundation Capital, LLC
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
0
0001078748
ELMORE WILLIAM B
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
0
0001205501
HOLLAND PAUL R
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
0
0001205496
KOONTZ PAUL G
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
0
0001452009
Moldow Charles
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
0
0001205498
SCHUH MICHAEL N
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
0
0001399347
Weiss Warren M
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
0
Common Stock
2016-09-12
4
J
0
1100000
0.00
D
10841468
I
By Foundation Capital VI, L.P.
Common Stock
2016-09-12
4
J
0
283250
0.00
A
283250
I
By Foundation Capital Management Co. VI, L.L.C.
Common Stock
2016-09-12
4
J
0
283250
0.00
D
0
I
By Foundation Capital Management Co. VI, L.L.C.
Common Stock
2016-09-12
4
J
0
755
0.00
A
755
I
By Foundation Capital, LLC
Common Stock
2016-09-12
4
J
0
89619
0.00
D
0
I
By Foundation Capital VI Principals Fund, LLC
Common Stock
2016-09-12
4
J
0
25654
0.00
A
67660
I
By William B. Elmore Revocable Trust
Common Stock
2016-09-12
4
J
0
26746
0.00
A
53492
I
By Elmore Family Investments B, LP
Common Stock
2016-09-12
4
J
0
24798
0.00
A
57315
I
By Holland/Yates Family Trust dtd 7/23/1999
Common Stock
2016-09-12
4
J
0
4124
0.00
A
13656
I
By The Holland Childrens Trust
Common Stock
2016-09-12
4
J
0
2674
0.00
A
59989
I
By Holland/Yates Family Trust dtd 7/23/1999
Common Stock
2016-09-12
4
J
0
6685
0.00
A
21879
I
By Koontz Revocable Trust U/A/D 6/29/1998
Common Stock
2016-09-12
4
J
0
11743
0.00
A
40887
I
By Michael N. & Mary G. Schuh 1990 Family Trust
Common Stock
2016-09-12
4
J
0
2674
0.00
A
43561
I
By Michael N. & Mary G. Schuh 1990 Family Trust
Common Stock
2016-09-12
4
J
0
29814
0.00
A
98820
I
By Warren M. Weiss Trust UA dated 7/20/2005
Common Stock
2016-09-12
4
J
0
5349
0.00
A
104169
I
By Warren M. Weiss Trust UA dated 7/20/2005
Common Stock
2016-09-12
4
J
0
5541
0.00
A
17418
I
By Ally L. Weiss GST Exempt Trust
Common Stock
2016-09-12
4
J
0
5541
0.00
A
17418
I
By Shane T. Weiss GST Exempt Trust
Common Stock
2016-09-12
4
J
0
35455
0.00
A
54301
I
By Moldow Family Trust dated 11/11/2003
Common Stock
2016-09-12
4
J
0
1605
0.00
A
55906
I
By Moldow Family Trust dated 11/11/2003
Common Stock
2016-09-12
4
J
0
4491
0.00
A
4491
I
The Moldow 2008 Children?s Trust
Common Stock
2016-09-13
4
S
0
4491
5.82
D
0
I
The Moldow 2008 Children?s Trust
Common Stock
2016-09-13
4
S
0
37060
5.82
D
18846
I
By Moldow Family Trust dated 11/11/2003
Common Stock
2016-09-13
4
S
0
755
5.73
D
0
I
By Foundation Capital, LLC
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. effected following the close of the trading market on September 12, 2016 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.
Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on September 12, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.
Paul R. Holland, Warren M. Weiss, Charles Moldow and Steve P. Vassallo are managers of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. VI, L.L.C. As such, each of the managers may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managers disclaim beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC effected following the close of the trading market on September 12, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.
Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above.
The shares are held by the William B. Elmore Revocable Trust (the "Elmore Trust"). William B. Elmore is a trustee of the Elmore Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Trust except to the extent of his proportionate pecuniary interest therein.
Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC described in footnote 5 above.
The shares are held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein.
The shares are held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein.
The shares are held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein.
The shares are held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein.
The shares are held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein.
The shares are held by The Warren M. Weiss Trust UA dated 7/20/2005 (the "Weiss Trust"). Warren M. Weiss is a trustee of the Weiss Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Weiss Trust except to the extent of his proportionate pecuniary interest therein.
The shares are held by the ALLY L. WEISS GST EXEMPT TRUST (the "ALLY Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the ALLY Trust except to the extent of his proportionate pecuniary interest therein.
The shares are held by the SHANE T. WEISS GST EXEMPT TRUST (the "SHANE Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the SHANE Trust except to the extent of his proportionate pecuniary interest therein.
The shares are held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles P. Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein.
The shares are held by The Moldow 2008 Children's Trust (the "Moldow Children's Trust"). Charles P. Moldow is a trustee of the Moldow Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Children's Trust except to the extent of his proportionate pecuniary interest therein.
Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.
Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $5.64 to $6.00 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $5.62 to $5.81 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
On September 13, 2016, Foundation Capital, LLC sold 755 shares of stock pursuant to a 10b5-1 Plan dated May 31, 2016.
Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $5.61 to $5.99 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
/s/ David Singer as Attorney-In-Fact for Foundation Capital Management Co. VI, L.L.C.
2016-09-13
/s/ David Singer as Attorney-In-Fact for Foundation Capital VI Principals Fund, L.L.C.
2016-09-13
/s/ David Singer as Attorney-In-Fact for Foundation Capital VI, L.P.
2016-09-13
/s/ David Singer as Attorney-in-Fact for Foundation Capital, LLC
2016-09-13
/s/ David Singer as Attorney-in-Fact for William B. Elmore
2016-09-13
/s/ David Singer as Attorney-in-Fact for Paul R. Holland
2016-09-13
/s/ David Singer as Attorney-in-Fact for Paul G. Koontz
2016-09-13
/s/ David Singer as Attorney-in-Fact for Charles Moldow
2016-09-13
/s/ David Singer as Attorney-in-Fact for Michael N. Schuh
2016-09-13
/s/ David Singer as Attorney-in-Fact for Warren M. Weiss
2016-09-13