0001209191-16-136061.txt : 20160809
0001209191-16-136061.hdr.sgml : 20160809
20160809151540
ACCESSION NUMBER: 0001209191-16-136061
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160805
FILED AS OF DATE: 20160809
DATE AS OF CHANGE: 20160809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONTROL4 CORP
CENTRAL INDEX KEY: 0001259515
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11734 SOUTH ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
BUSINESS PHONE: 801-523-3100
MAIL ADDRESS:
STREET 1: 11734 SOUTH ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Weiss Warren M
CENTRAL INDEX KEY: 0001399347
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36017
FILM NUMBER: 161817584
MAIL ADDRESS:
STREET 1: FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD, SUITE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHUH MICHAEL N
CENTRAL INDEX KEY: 0001205498
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36017
FILM NUMBER: 161817585
MAIL ADDRESS:
STREET 1: FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD STE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moldow Charles
CENTRAL INDEX KEY: 0001452009
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36017
FILM NUMBER: 161817586
MAIL ADDRESS:
STREET 1: C/O FOUNDATION CAPITAL
STREET 2: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOONTZ PAUL G
CENTRAL INDEX KEY: 0001205496
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36017
FILM NUMBER: 161817587
MAIL ADDRESS:
STREET 1: FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD STE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOLLAND PAUL R
CENTRAL INDEX KEY: 0001205501
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36017
FILM NUMBER: 161817588
MAIL ADDRESS:
STREET 1: FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD STE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELMORE WILLIAM B
CENTRAL INDEX KEY: 0001078748
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36017
FILM NUMBER: 161817589
MAIL ADDRESS:
STREET 1: C/O FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD STE 103
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-08-05
1
0001259515
CONTROL4 CORP
CTRL
0001078748
ELMORE WILLIAM B
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
0
1
Former 10% Owner
0001205501
HOLLAND PAUL R
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
0
1
Former 10% Owner
0001205496
KOONTZ PAUL G
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
0
1
Former 10% Owner
0001452009
Moldow Charles
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
0
1
Former 10% Owner
0001205498
SCHUH MICHAEL N
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
0
1
Former 10% Owner
0001399347
Weiss Warren M
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
0
1
Former 10% Owner
Common Stock
2016-08-05
2016-08-05
4
J
0
1300000
0.00
D
1956419
I
By: Foundation Capital IV, L.P.
Common Stock
37559
I
By: FC IV Active Advisors Fund, LLC
Common Stock
40364
I
By: Foundation Capital IV Principals Fund, LLC
Common Stock
240332
I
By: Foundation Capital VI, L.P.(
Common Stock
2684
I
By: Foundation Capital VI Principals Fund, LLC
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital IV, L.P. effected following the close of the trading market on August 5, 2016 without consideration to its limited partners.
Foundation Capital Management Co. IV, L.L.C. serves as the general partner of Foundation Capital IV, L.P. and the manager of FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. William B. Elmore, Paul R. Holland, Paul G. Koontz, Charles Moldow, Michael N. Schuh and Warren M. Weiss are managing members of Foundation Capital Management Co. IV, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. IV, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
Foundation Capital Management Co. VI, L.L.C. serves as the general partner of Foundation Capital VI, L.P. and the manager of Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul R. Holland, Paul G. Koontz, Charles Moldow, Michael N. Schuh, Steve Vassallo and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Mr. Vassallo is a director of the Issuer and, accordingly, files separate Section 16 reports. Each of the managing members of Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
/s/ David Singer as Attorney-in-Fact for William B. Elmore
2016-08-09
/s/ David Singer as Attorney-in-Fact for Paul R. Holland
2016-08-09
/s/ David Singer as Attorney-in-Fact for Paul G. Koontz
2016-08-09
/s/ David Singer as Attorney-in-Fact for Charles Moldow
2016-08-09
/s/ David Singer as Attorney-in-Fact for Michael N. Schuh
2016-08-09
/s/ David Singer as Attorney-in-Fact for Warren M. Weiss
2016-08-09