0001209191-16-136061.txt : 20160809 0001209191-16-136061.hdr.sgml : 20160809 20160809151540 ACCESSION NUMBER: 0001209191-16-136061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160805 FILED AS OF DATE: 20160809 DATE AS OF CHANGE: 20160809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONTROL4 CORP CENTRAL INDEX KEY: 0001259515 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 BUSINESS PHONE: 801-523-3100 MAIL ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weiss Warren M CENTRAL INDEX KEY: 0001399347 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36017 FILM NUMBER: 161817584 MAIL ADDRESS: STREET 1: FOUNDATION CAPITAL STREET 2: 70 WILLOW ROAD, SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHUH MICHAEL N CENTRAL INDEX KEY: 0001205498 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36017 FILM NUMBER: 161817585 MAIL ADDRESS: STREET 1: FOUNDATION CAPITAL STREET 2: 70 WILLOW ROAD STE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moldow Charles CENTRAL INDEX KEY: 0001452009 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36017 FILM NUMBER: 161817586 MAIL ADDRESS: STREET 1: C/O FOUNDATION CAPITAL STREET 2: 250 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOONTZ PAUL G CENTRAL INDEX KEY: 0001205496 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36017 FILM NUMBER: 161817587 MAIL ADDRESS: STREET 1: FOUNDATION CAPITAL STREET 2: 70 WILLOW ROAD STE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLLAND PAUL R CENTRAL INDEX KEY: 0001205501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36017 FILM NUMBER: 161817588 MAIL ADDRESS: STREET 1: FOUNDATION CAPITAL STREET 2: 70 WILLOW ROAD STE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELMORE WILLIAM B CENTRAL INDEX KEY: 0001078748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36017 FILM NUMBER: 161817589 MAIL ADDRESS: STREET 1: C/O FOUNDATION CAPITAL STREET 2: 70 WILLOW ROAD STE 103 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-08-05 1 0001259515 CONTROL4 CORP CTRL 0001078748 ELMORE WILLIAM B 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 0 1 Former 10% Owner 0001205501 HOLLAND PAUL R 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 0 1 Former 10% Owner 0001205496 KOONTZ PAUL G 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 0 1 Former 10% Owner 0001452009 Moldow Charles 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 0 1 Former 10% Owner 0001205498 SCHUH MICHAEL N 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 0 1 Former 10% Owner 0001399347 Weiss Warren M 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 0 1 Former 10% Owner Common Stock 2016-08-05 2016-08-05 4 J 0 1300000 0.00 D 1956419 I By: Foundation Capital IV, L.P. Common Stock 37559 I By: FC IV Active Advisors Fund, LLC Common Stock 40364 I By: Foundation Capital IV Principals Fund, LLC Common Stock 240332 I By: Foundation Capital VI, L.P.( Common Stock 2684 I By: Foundation Capital VI Principals Fund, LLC Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital IV, L.P. effected following the close of the trading market on August 5, 2016 without consideration to its limited partners. Foundation Capital Management Co. IV, L.L.C. serves as the general partner of Foundation Capital IV, L.P. and the manager of FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. William B. Elmore, Paul R. Holland, Paul G. Koontz, Charles Moldow, Michael N. Schuh and Warren M. Weiss are managing members of Foundation Capital Management Co. IV, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. IV, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Foundation Capital Management Co. VI, L.L.C. serves as the general partner of Foundation Capital VI, L.P. and the manager of Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul R. Holland, Paul G. Koontz, Charles Moldow, Michael N. Schuh, Steve Vassallo and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Mr. Vassallo is a director of the Issuer and, accordingly, files separate Section 16 reports. Each of the managing members of Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. /s/ David Singer as Attorney-in-Fact for William B. Elmore 2016-08-09 /s/ David Singer as Attorney-in-Fact for Paul R. Holland 2016-08-09 /s/ David Singer as Attorney-in-Fact for Paul G. Koontz 2016-08-09 /s/ David Singer as Attorney-in-Fact for Charles Moldow 2016-08-09 /s/ David Singer as Attorney-in-Fact for Michael N. Schuh 2016-08-09 /s/ David Singer as Attorney-in-Fact for Warren M. Weiss 2016-08-09