0001209191-16-115389.txt : 20160422 0001209191-16-115389.hdr.sgml : 20160422 20160422181325 ACCESSION NUMBER: 0001209191-16-115389 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160421 FILED AS OF DATE: 20160422 DATE AS OF CHANGE: 20160422 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SILVER SPRING NETWORKS INC CENTRAL INDEX KEY: 0001180079 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 BROADWAY ST. CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-298-4200 MAIL ADDRESS: STREET 1: 555 BROADWAY ST. CITY: REDWOOD CITY STATE: CA ZIP: 94063 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vassallo Steven CENTRAL INDEX KEY: 0001567929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35828 FILM NUMBER: 161587522 MAIL ADDRESS: STREET 1: C/O FOUNDATION CAPITAL STREET 2: 250 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moldow Charles CENTRAL INDEX KEY: 0001452009 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35828 FILM NUMBER: 161587523 MAIL ADDRESS: STREET 1: C/O FOUNDATION CAPITAL STREET 2: 250 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOONTZ PAUL G CENTRAL INDEX KEY: 0001205496 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35828 FILM NUMBER: 161587524 MAIL ADDRESS: STREET 1: FOUNDATION CAPITAL STREET 2: 70 WILLOW ROAD STE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLLAND PAUL R CENTRAL INDEX KEY: 0001205501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35828 FILM NUMBER: 161587525 MAIL ADDRESS: STREET 1: FOUNDATION CAPITAL STREET 2: 70 WILLOW ROAD STE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHUH MICHAEL N CENTRAL INDEX KEY: 0001205498 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35828 FILM NUMBER: 161587526 MAIL ADDRESS: STREET 1: FOUNDATION CAPITAL STREET 2: 70 WILLOW ROAD STE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELMORE WILLIAM B CENTRAL INDEX KEY: 0001078748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35828 FILM NUMBER: 161587527 MAIL ADDRESS: STREET 1: C/O FOUNDATION CAPITAL STREET 2: 70 WILLOW ROAD STE 103 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-04-21 0 0001180079 SILVER SPRING NETWORKS INC SSNI 0001078748 ELMORE WILLIAM B 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 0 0001205498 SCHUH MICHAEL N 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 0 0001205501 HOLLAND PAUL R 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 0 0001205496 KOONTZ PAUL G 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 0 0001452009 Moldow Charles 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 0 0001567929 Vassallo Steven 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 0 Common Stock 2016-04-21 4 J 0 219926 0.00 D 10307012 I By Foundation Capital IV, L.P. Common Stock 2016-04-21 4 J 0 663178 0.00 D 0 I By Foundation Capital VI, L.P. Common Stock 2016-04-21 4 J 0 170768 0.00 A 170768 I By Foundation Capital Management Co. VI, L.L.C. Common Stock 2016-04-21 4 J 0 170768 0.00 D 0 I By Foundation Capital Management Co. VI, L.L.C. Common Stock 2016-04-21 4 J 0 14818 0.00 D 0 I By: Foundation Capital VI Principals Fund, LLC Common Stock 2016-04-21 4 J 0 231 0.00 A 686 I By Foundation Capital, LLC Common Stock 2016-04-21 4 J 0 4030 0.00 A 6077 I By Koontz Revocable Trust U/A/D 6/29/1998 Common Stock 2016-04-21 4 J 0 14843 0.00 A 22595 I By Holland/Yates Family Trust dtd 7/23/1999 Common Stock 2016-04-21 4 J 0 2406 0.00 A 3700 I By The Holland Children?s Trust Common Stock 2016-04-21 4 J 0 7433 0.00 A 10984 I By Michael N. & Mary G. Schuh 1990 Family Trust Common Stock 2016-04-21 4 J 0 15413 0.00 A 23745 I By Vassallo Family Revocable Trust dated 7/15/02 Common Stock 2016-04-21 4 J 0 18251 0.00 A 26277 I By Moldow Family Trust dated 11/11/2003 Common Stock 2016-04-21 4 J 0 2285 0.00 A 3305 I By The Moldow 2008 Children?s Trust Common Stock 2016-04-21 4 J 0 15958 0.00 A 24468 I By William B Elmore Revocable Trust Common Stock 2016-04-21 4 J 0 4422 0.00 A 4422 I By Elmore Family Investments B, LP Common Stock 84866 I By: FC IV Active Advisors Fund, LLC Common Stock 91204 I By: Foundation Capital IV Principals Fund, LLC Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital IV, L.P. effected following the close of the trading market on April 21, 2016 without consideration to its limited partners. Foundation Capital Management Co. IV, LLC is the general partner of Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland and Warren M. Weiss are managing members of Foundation Capital Management Co. IV, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Warren M. Weiss is a director of the Issuer and, accordingly, files separate Section 16 reports. Each of the managing members of Foundation Capital Management Co. IV, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. effected following the close of the trading market on April 21, 2016 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. Foundation Capital Management Co. VI, LLC is the general partner of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Warren M. Weiss, Charles Moldow and Steve Vassallo are the managing members of Foundation Capital Management Co. VI, LLC and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Warren M. Weiss is a director of the Issuer and, accordingly, files separate Section 16 reports. Each of the managing members of Foundation Capital Management Co. VI, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 3 above. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, LLC effected following the close of the trading market on April 21, 2016 without consideration to its members. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC effected following the close of the trading market on April 21, 2016 without consideration to its members. Paul R. Holland, Warren M. Weiss, Charles Moldow and Steve Vassallo are managers of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. IV, LLC and Foundation Capital Management Co. VI, LLC. As such, each of the managers may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC, Foundation Capital IV Principals Fund, LLC, Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managers disclaim beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. The shares are held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein. The shares are held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein. The shares are held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein. The shares are held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein. The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Trust"). Steve Vassallo is a trustee of the Vassallo Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Trust except to the extent of his proportionate pecuniary interest therein. The shares are held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein. The shares are held by The Moldow 2008 Children's Trust (the "Moldow Children's Trust"). Charles Moldow is a trustee of the Moldow Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Children's Trust except to the extent of his proportionate pecuniary interest therein. The shares are held by the William B. Elmore Revocable Trust (the "Elmore Trust"). William B. Elmore is a trustee of the Elmore Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Trust except to the extent of his proportionate pecuniary interest therein. The shares are held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein. /s/ David Singer as Attorney-in-Fact for William B. Elmore 2016-04-22 /s/ David Singer as Attorney-in-Fact for Michael Schuh 2016-04-22 /s/ David Singer as Attorney-in-Fact for Paul Holland 2016-04-22 /s/ David Singer as Attorney-in-Fact for Paul Koontz 2016-04-22 /s/ David Singer as Attorney-in-Fact for Charles Moldow 2016-04-22 /s/ David Singer as Attorney-in-Fact for Steve Vassallo 2016-04-22