0001209191-15-064962.txt : 20150810 0001209191-15-064962.hdr.sgml : 20150810 20150810174753 ACCESSION NUMBER: 0001209191-15-064962 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150810 FILED AS OF DATE: 20150810 DATE AS OF CHANGE: 20150810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sunrun Inc. CENTRAL INDEX KEY: 0001469367 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIP, EXCEPT ELEC & WARM AIR & PLUMBING FIXTURES [3430] IRS NUMBER: 262841711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 595 MARKET STREET, 29TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-580-6900 MAIL ADDRESS: STREET 1: 595 MARKET STREET, 29TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SunRun Inc. DATE OF NAME CHANGE: 20090730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weiss Warren M CENTRAL INDEX KEY: 0001399347 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37511 FILM NUMBER: 151041969 MAIL ADDRESS: STREET 1: FOUNDATION CAPITAL STREET 2: 70 WILLOW ROAD, SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHUH MICHAEL N CENTRAL INDEX KEY: 0001205498 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37511 FILM NUMBER: 151041970 MAIL ADDRESS: STREET 1: FOUNDATION CAPITAL STREET 2: 70 WILLOW ROAD STE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Redelfs Richard CENTRAL INDEX KEY: 0001452061 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37511 FILM NUMBER: 151041971 MAIL ADDRESS: STREET 1: C/O FOUNDATION CAPITAL STREET 2: 250 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moldow Charles CENTRAL INDEX KEY: 0001452009 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37511 FILM NUMBER: 151041972 MAIL ADDRESS: STREET 1: C/O FOUNDATION CAPITAL STREET 2: 250 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOONTZ PAUL G CENTRAL INDEX KEY: 0001205496 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37511 FILM NUMBER: 151041973 MAIL ADDRESS: STREET 1: FOUNDATION CAPITAL STREET 2: 70 WILLOW ROAD STE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLLAND PAUL R CENTRAL INDEX KEY: 0001205501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37511 FILM NUMBER: 151041974 MAIL ADDRESS: STREET 1: FOUNDATION CAPITAL STREET 2: 70 WILLOW ROAD STE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELMORE WILLIAM B CENTRAL INDEX KEY: 0001078748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37511 FILM NUMBER: 151041975 MAIL ADDRESS: STREET 1: C/O FOUNDATION CAPITAL STREET 2: 70 WILLOW ROAD STE 103 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-08-10 0 0001469367 Sunrun Inc. RUN 0001078748 ELMORE WILLIAM B C/O FOUNDATION CAPITAL 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 0 0001205501 HOLLAND PAUL R C/O FOUNDATION CAPITAL 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 0 0001205496 KOONTZ PAUL G C/O FOUNDATION CAPITAL 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 0 0001452009 Moldow Charles C/O FOUNDATION CAPITAL 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 0 0001452061 Redelfs Richard C/O FOUNDATION CAPITAL 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 0 0001205498 SCHUH MICHAEL N C/O FOUNDATION CAPITAL 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 0 0001399347 Weiss Warren M C/O FOUNDATION CAPITAL 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 0 Common Stock 521191 I Foundation Capital VI, L.P. Common Stock 2015-08-10 4 A 0 35164 A 556355 I Foundation Capital VI, L.P. Common Stock 2015-08-10 4 C 0 15485113 A 16041468 I Foundation Capital VI, L.P. Common Stock 5823 I Foundation Capital VI Principals Fund, LLC Common Stock 2015-08-10 4 A 0 393 A 6216 I Foundation Capital VI Principals Fund, LLC Common Stock 2015-08-10 4 C 0 173022 A 179238 I Foundation Capital VI Principals Fund, LLC Series A Preferred Stock (Convertible) 2015-08-10 4 C 0 8256563 0.00 D Common Stock 8256563 0 I Foundation Capital VI, L.P. Series A Preferred Stock (Convertible) 2015-08-10 4 C 0 92255 0.00 D Common Stock 92255 0 I Foundation Capital VI Principals Fund, LLC Series B Preferred Stock (Convertible) 2015-08-10 4 C 0 2756383 0.00 D Common Stock 2756383 0 I Foundation Capital VI, L.P. Series B Preferred Stock (Convertible) 2015-08-10 4 C 0 30798 0.00 D Common Stock 30798 0 I Foundation Capital VI Principals Fund, LLC Series C Preferred Stock (Convertible) 2015-08-10 4 C 0 3916208 0.00 D Common Stock 3916208 0 I Foundation Capital VI, L.P. Series C Preferred Stock (Convertible) 2015-08-10 4 C 0 43757 0.00 D Common Stock 43757 0 I Foundation Capital VI Principals Fund, LLC Series D Preferred Stock (Convertible) 2015-08-10 4 C 0 357150 0.00 D Common Stock 357150 0 I Foundation Capital VI, L.P. Series D Preferred Stock (Convertible) 2015-08-10 4 C 0 3991 0.00 D Common Stock 3991 0 I Foundation Capital VI Principals Fund, LLC Series E Preferred Stock (Convertible) 2015-08-10 4 C 0 198809 0.00 D Common Stock 198809 0 I Foundation Capital VI, L.P. Series E Preferred Stock (Convertible) 2015-08-10 4 C 0 2221 0.00 D Common Stock 2221 0 I Foundation Capital VI Principals Fund, LLC Foundation Capital Management Co. VI, LLC is the sole manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B.Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Richard A. Redelfs, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his or her pecuniary interest therein. The shares were acquired pursuant to a Stock Issuance Agreement, the form of which is filed as Exhibit 4.4 to Amendment No. 1 to the Issuer's Registration Statement on Form S-1, filed with the Securities Exchange Commission on July 22, 2015. Each share of Issuer's Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering and has no expiration date. Gail M. Haney, as Attorney-In-Fact 2015-08-10