0001209191-15-064962.txt : 20150810
0001209191-15-064962.hdr.sgml : 20150810
20150810174753
ACCESSION NUMBER: 0001209191-15-064962
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150810
FILED AS OF DATE: 20150810
DATE AS OF CHANGE: 20150810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sunrun Inc.
CENTRAL INDEX KEY: 0001469367
STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIP, EXCEPT ELEC & WARM AIR & PLUMBING FIXTURES [3430]
IRS NUMBER: 262841711
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 595 MARKET STREET, 29TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-580-6900
MAIL ADDRESS:
STREET 1: 595 MARKET STREET, 29TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SunRun Inc.
DATE OF NAME CHANGE: 20090730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Weiss Warren M
CENTRAL INDEX KEY: 0001399347
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37511
FILM NUMBER: 151041969
MAIL ADDRESS:
STREET 1: FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD, SUITE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHUH MICHAEL N
CENTRAL INDEX KEY: 0001205498
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37511
FILM NUMBER: 151041970
MAIL ADDRESS:
STREET 1: FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD STE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Redelfs Richard
CENTRAL INDEX KEY: 0001452061
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37511
FILM NUMBER: 151041971
MAIL ADDRESS:
STREET 1: C/O FOUNDATION CAPITAL
STREET 2: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moldow Charles
CENTRAL INDEX KEY: 0001452009
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37511
FILM NUMBER: 151041972
MAIL ADDRESS:
STREET 1: C/O FOUNDATION CAPITAL
STREET 2: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOONTZ PAUL G
CENTRAL INDEX KEY: 0001205496
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37511
FILM NUMBER: 151041973
MAIL ADDRESS:
STREET 1: FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD STE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOLLAND PAUL R
CENTRAL INDEX KEY: 0001205501
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37511
FILM NUMBER: 151041974
MAIL ADDRESS:
STREET 1: FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD STE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELMORE WILLIAM B
CENTRAL INDEX KEY: 0001078748
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37511
FILM NUMBER: 151041975
MAIL ADDRESS:
STREET 1: C/O FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD STE 103
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-08-10
0
0001469367
Sunrun Inc.
RUN
0001078748
ELMORE WILLIAM B
C/O FOUNDATION CAPITAL
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
0
0001205501
HOLLAND PAUL R
C/O FOUNDATION CAPITAL
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
0
0001205496
KOONTZ PAUL G
C/O FOUNDATION CAPITAL
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
0
0001452009
Moldow Charles
C/O FOUNDATION CAPITAL
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
0
0001452061
Redelfs Richard
C/O FOUNDATION CAPITAL
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
0
0001205498
SCHUH MICHAEL N
C/O FOUNDATION CAPITAL
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
0
0001399347
Weiss Warren M
C/O FOUNDATION CAPITAL
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
0
Common Stock
521191
I
Foundation Capital VI, L.P.
Common Stock
2015-08-10
4
A
0
35164
A
556355
I
Foundation Capital VI, L.P.
Common Stock
2015-08-10
4
C
0
15485113
A
16041468
I
Foundation Capital VI, L.P.
Common Stock
5823
I
Foundation Capital VI Principals Fund, LLC
Common Stock
2015-08-10
4
A
0
393
A
6216
I
Foundation Capital VI Principals Fund, LLC
Common Stock
2015-08-10
4
C
0
173022
A
179238
I
Foundation Capital VI Principals Fund, LLC
Series A Preferred Stock (Convertible)
2015-08-10
4
C
0
8256563
0.00
D
Common Stock
8256563
0
I
Foundation Capital VI, L.P.
Series A Preferred Stock (Convertible)
2015-08-10
4
C
0
92255
0.00
D
Common Stock
92255
0
I
Foundation Capital VI Principals Fund, LLC
Series B Preferred Stock (Convertible)
2015-08-10
4
C
0
2756383
0.00
D
Common Stock
2756383
0
I
Foundation Capital VI, L.P.
Series B Preferred Stock (Convertible)
2015-08-10
4
C
0
30798
0.00
D
Common Stock
30798
0
I
Foundation Capital VI Principals Fund, LLC
Series C Preferred Stock (Convertible)
2015-08-10
4
C
0
3916208
0.00
D
Common Stock
3916208
0
I
Foundation Capital VI, L.P.
Series C Preferred Stock (Convertible)
2015-08-10
4
C
0
43757
0.00
D
Common Stock
43757
0
I
Foundation Capital VI Principals Fund, LLC
Series D Preferred Stock (Convertible)
2015-08-10
4
C
0
357150
0.00
D
Common Stock
357150
0
I
Foundation Capital VI, L.P.
Series D Preferred Stock (Convertible)
2015-08-10
4
C
0
3991
0.00
D
Common Stock
3991
0
I
Foundation Capital VI Principals Fund, LLC
Series E Preferred Stock (Convertible)
2015-08-10
4
C
0
198809
0.00
D
Common Stock
198809
0
I
Foundation Capital VI, L.P.
Series E Preferred Stock (Convertible)
2015-08-10
4
C
0
2221
0.00
D
Common Stock
2221
0
I
Foundation Capital VI Principals Fund, LLC
Foundation Capital Management Co. VI, LLC is the sole manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B.Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Richard A. Redelfs, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his or her pecuniary interest therein.
The shares were acquired pursuant to a Stock Issuance Agreement, the form of which is filed as Exhibit 4.4 to Amendment No. 1 to the Issuer's Registration Statement on Form S-1, filed with the Securities Exchange Commission on July 22, 2015.
Each share of Issuer's Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering and has no expiration date.
Gail M. Haney, as Attorney-In-Fact
2015-08-10