SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WRIGHT DICKERSON

(Last) (First) (Middle)
200 SOUTH PARK RD.
SUITE 350

(Street)
HOLLYWOOD FL 33021

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NV5 Global, Inc. [ NVEE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Executive Chairman
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/07/2024 J 148,334 A $0 148,334 I The Lauren Wright GST Exempt Trust C/U Dickerson Wright 2010 GRAT(1)(2)
Common Stock 08/07/2024 J 160,798 A $0 160,798 I The Lauren Wright GST Non-Exempt Trust C/U Dickerson Wright 2010 GRAT(1)(3)
Common Stock 08/07/2024 J 204,840 A $0 204,840 I The Lauren Wright GST Exempt Trust C/U Katherine Wright 2010 GRAT(1)(4)
Common Stock 08/07/2024 J 104,292 A $0 104,292 I The Lauren Wright GST Non-Exempt Trust C/U Katherine Wright 2010 GRAT(1)(5)
Common Stock 08/07/2024 J 148,334 A $0 148,334 I The Stephanie Wright GST Exempt Trust C/U Dickerson Wright 2010 GRAT(1)(6)
Common Stock 08/07/2024 J 160,798 A $0 160,798 I The Stephanie Wright GST Non-Exempt Trust C/U Dickerson Wright 2010 GRAT(1)(7)
Common Stock 08/07/2024 J 204,840 A $0 204,840 I The Stephanie Wright GST Exempt Trust C/U Katherine Wright 2010 GRAT(1)(8)
Common Stock 08/07/2024 J 104,292 A $0 104,292 I The Stephanie Wright GST Non-Exempt Trust C/U Katherine Wright 2010 GRAT(1)(9)
Common Stock 505,908 I Wright Family Trust dated December 12, 1990(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Dickerson Wright and his wife, Katherine Wright, are trustees. Mr. Wright disclaims beneficial ownership of these securities except to the extent of this pecuniary interest therein.
2. On August 7, 2024, 309,132 shares beneficially owned by The Lauren Wright Trust UAD the Dickerson Wright 2010 GRAT dated June 28, 2010, were broken down into two trusts for generation skipping tax planning purposes, out of which 148,334 was transferred to The Lauren Wright GST Exempt Trust C/U Dickerson Wright 2010 GRAT.
3. On August 7, 2024, 309,132 shares beneficially owned by The Lauren Wright Trust UAD the Dickerson Wright 2010 GRAT dated June 28, 2010, were broken down into two trusts for generation skipping tax planning purposes, out of which 160,798 was transferred to The Lauren Wright GST Non-Exempt Trust C/U Dickerson Wright 2010 GRAT.
4. On August 7, 2024, 309,132 shares beneficially owned by The Lauren Wright Trust UAD the Katherine Wright 2010 GRAT dated June 28, 2010, were broken down into two trusts for generation skipping tax planning purposes, out of which 204,840 was transferred to The Lauren Wright GST Exempt Trust C/U Katherine Wright 2010 GRAT.
5. On August 7, 2024, 309,132 shares beneficially owned by The Lauren Wright Trust UAD the Katherine Wright 2010 GRAT dated June 28, 2010, were broken down into two trusts for generation skipping tax planning purposes, out of which 104,292 was transferred to The Lauren Wright GST Non-Exempt Trust C/U Katherine Wright 2010 GRAT.
6. On August 7, 2024, 309,132 shares beneficially owned by The Stephanie Wright Trust UAD the Dickerson Wright 2010 GRAT dated June 28, 2010, were broken down into two trusts for generation skipping tax planning purposes, out of which 148,334 was transferred to The Stephanie Wright GST Exempt Trust C/U Dickerson Wright 2010 GRAT.
7. On August 7, 2024, 309,132 shares beneficially owned by The Stephanie Wright Trust UAD the Dickerson Wright 2010 GRAT dated June 28, 2010, were broken down into two trusts for generation skipping tax planning purposes, out of which 160,798 was transferred to The Stephanie Wright GST Non-Exempt Trust C/U Dickerson Wright 2010 GRAT.
8. On August 7, 2024, 309,132 shares beneficially owned by The Stephanie Wright Trust UAD the Katherine Wright 2010 GRAT dated June 28, 2010, were broken down into two trusts for generation skipping tax planning purposes, out of which 204,840 was transferred to The Stephanie Wright GST Exempt Trust C/U Katherine Wright 2010 GRAT.
9. On August 7, 2024, 309,132 shares beneficially owned by The Stephanie Wright Trust UAD the Katherine Wright 2010 GRAT dated June 28, 2010, were broken down into two trusts for generation skipping tax planning purposes, out of which 104,292 was transferred to The Stephanie Wright GST Non-Exempt Trust C/U Katherine Wright 2010 GRAT.
/s/ MaryJo OBrien, as attorney in fact 08/08/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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