-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RtYY8fafobFYJqOw8FR18lPi7EsQ1uTxnETj9NTSjdWC4ees2DMiROCMgYsfZjnI 5gAyC8zEw6uRIAi6QEnSUA== 0000769993-03-000643.txt : 20031201 0000769993-03-000643.hdr.sgml : 20031201 20031201181415 ACCESSION NUMBER: 0000769993-03-000643 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031128 FILED AS OF DATE: 20031201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WISCONSIN POWER & LIGHT CO CENTRAL INDEX KEY: 0000107832 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 390714890 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4902 NORTH BILTMORE LANE STREET 2: PO BOX 77007 CITY: MADISON STATE: WI ZIP: 53707-1007 BUSINESS PHONE: 608-4583314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC/ CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1128 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00337 FILM NUMBER: 031030929 BUSINESS ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPEAR LEEDS & KELLOGG LP CENTRAL INDEX KEY: 0001166257 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00337 FILM NUMBER: 031030928 BUSINESS ADDRESS: STREET 1: 120 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10271 BUSINESS PHONE: 2124336947 MAIL ADDRESS: STREET 1: 120 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10271 4 1 wisli41126gsg_ex.xml X0201 4 2003-11-28 1 0000107832 WISCONSIN POWER & LIGHT CO WISLI 0000886982 GOLDMAN SACHS GROUP INC/ 85 BROAD ST NEW YORK NY 10004 0 0 0 1 Former 10% Owner 0001166257 SPEAR LEEDS & KELLOGG LP 120 BROADWAY NEW YORK NY 10271 0 0 0 1 Former 10% Owner Cumulative Preferred Stock 6.50% Series 2003-11-28 4 S 0 24000 24.99 D 77367 I See Footnotes As a result of the sales reported herein, the Reporting Persons ceased to be the owners of more than 10% of the shares of Cumulative Preferred Stock 6.50% Series reported to be outstanding in the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2002 (filed with the Securities and Exchange Commission on March 26, 2003) and are therefore no longer subject to Section 16. The securities reported herein as sold were sold and were beneficially owned directly by Spear, Leeds & Kellogg, L.P. ("SLK"). SLK is an indirect wholly-owned subsidiary of GS Group. Without admitting any legal obligation, SLK or an affiliate will remit appropriate profits, if any, to the Company s/ Roger S. Begelman, Attorney-in-fact 2003-12-01 s/ Roger S. Begelman, Attorney-in-fact 2003-12-01 -----END PRIVACY-ENHANCED MESSAGE-----