-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FM0X4R+RTwqy4qVi1Lre4xfLzJ2WF5MU1un5B0qcoraupME8WYCgSYQjEtXkfDDy BSYmr7tb6EASGH9el7vWGg== 0000883780-00-000004.txt : 20000104 0000883780-00-000004.hdr.sgml : 20000104 ACCESSION NUMBER: 0000883780-00-000004 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991221 FILED AS OF DATE: 20000103 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MAPQUEST COM INC CENTRAL INDEX KEY: 0001078284 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 363949110 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-25877 FILM NUMBER: 500720 BUSINESS ADDRESS: STREET 1: 3710 HEMPLAND ROAD CITY: MOUNTVILLE STATE: PA ZIP: 17554 BUSINESS PHONE: 7172858500 MAIL ADDRESS: STREET 1: 3710 HEMPLAND ROAD CITY: MOUNTVILLE STATE: PA ZIP: 17554 COMPANY DATA: COMPANY CONFORMED NAME: AMERICA ONLINE INC CENTRAL INDEX KEY: 0000883780 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] OWNER IRS NUMBER: 541322110 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 22000 AOL WAY STREET 2: C/O LENNERT J LEADER CFO CITY: DULLES STATE: VA ZIP: 20166 BUSINESS PHONE: 7032651000 MAIL ADDRESS: STREET 1: 22000 AOL WAY CITY: DULLES STATE: VA ZIP: 20166 3 1 FORM-3 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ________________________________________________________________________________ 1. Name and Address of Reporting Person* America Online, Inc. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 22000 AOL Way - -------------------------------------------------------------------------------- (Street) Dulles VA 20166 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Date of Event Requiring Statement (Month/Day/Year) 12/21/99 ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) ________________________________________________________________________________ 4. Issuer Name and Ticker or Trading Symbol MapQuest.com, Inc./MQST ________________________________________________________________________________ 5. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) ________________________________________________________________________________ 6. If Amendment, Date of Original (Month/Day/Year) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form Filed by One Reporting Person [_] Form Filed by More than One Reporting Person ================================================================================ Table I -- Non-Derivative Securities Beneficially Owned ================================================================================
3. Ownership Form: 2. Amount of Securities Direct (D) or 1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction 5(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Form 3-07/98) FORM 3 (continued) Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
5. Owner- 3. Title and Amount of Securities ship Underlying Derivative Security Form of 2. Date Exercisable (Instr. 4) Derivative and Expiration Date --------------------------------- 4. Conver- Security: (Month/Day/Year) Amount sion or Direct 6. Nature of ---------------------- or Exercise (D) or Indirect Date Expira- Number Price of Indirect Beneficial 1. Title of Derivative Exer- tion of Derivative (I) Ownership Security (Instr. 4) cisable Date Title Shares Security (Instr. 5) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Option to Purchase Common Stock (1) (2) Common Stock 3,571,661 $27.00 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: (1) As an inducement for the Reporting Person to enter into an Agreement and Plan of Merger dated as of December 21, 1999 (the "Merger Agreement") and in consideration thereof, the Issuer and the Reporting Person entered into a Stock Option Agreement (the "Option Agreement"), dated as of December 21, 1999, whereby the Issuer granted to the Reporting Person an option (the "Option") to purchase described in Table II above. Upon the terms and subject to the conditions set forth in the Option Agreement, the Reporting Person may exercise the Option, in whole or in part, at any time or from time to time following the occurrence of certain events (each, a "Triggering Event"). In general, Triggering Events include: the termination of the Merger Agreement by reason of (i) the failure of the Issuer's stockholders to approve and adopt the Merger Agreement; (ii) the Board of Directors of the Issuer having (1) approved or recommended, or proposed to approve or recommend, any Acquisition Proposal (as defined in the Merger Agreement) other than the Merger, (2) failed to present and recommend the approval and adoption of the Merger Agreement and the Merger to the stockholders of the Issuer, or withdrawn or modified, or proposed to withdraw or modify, in a manner adverse to the Reporting Person or Merger Sub, its approval or recommendation of the Merger, the Merger Agreement or the transactions contemplated thereby, (3) failed to mail the proxy statement relating to the approval of the Merger Agreement to the Issuer's stockholders when such proxy statement is available for mailing or failed to include therein such approval and recommendation; (4) upon a request by the Reporting Person, failed to publicly reaffirm, within two business days from such request, the approval and recommendation of the Merger, the Merger Agreement or the transactions contemplated thereby, (5) entered, or caused the Issuer or any of its material subsidiaries to enter, into any letter of intent, agreement in principle, acquisition agreement or other similar agreement related to any Acquisition Proposal, (6) taken any action prohibited by Section 4.2 the Merger Agreement (relating to restrictions on soliciting, approving and taking other actions with respect to Acquisition Proposals), (7) materially breached the Option Agreement or (8) resolved or announced its intention to do any of the foregoing; (iii) a third party acquiring beneficial ownership or the right to acquire 20% or more of outstanding shares of capital stock or other equity interests of the Issuer or any material subsidiary; (iv) the Issuer willfully breaching any of its covenants contained in the Merger Agreement, and (v) any of the Stockholders breaching or failing to perform, in any material respect, any representation, warranty, covenant or agreement contained in the Stockholders Agreement such that the breach or failure to perform has a material adverse effect on or materially impedes the ability of the parties to consummate the Merger. (2) The Option expires on the date which is one year from the date of termination of the Merger Agreement. In addition, the Option will terminate at the earliest of (i) the completion of the Merger or (ii) the termination of the Merger Agreement other than under circumstances which constitute a Triggering Event. Notwithstanding the termination of the Option, the Reporting Person shall be entitled to purchase those shares of Common Stock with respect to which it may have exercised the Option in accordance with its terms prior to the expiration date. /s/J. Michael Kelly January 3, 2000 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date J. Michael Kelly Senior Vice President and Chief Financial Officer ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----