0001567619-19-011603.txt : 20190517 0001567619-19-011603.hdr.sgml : 20190517 20190517193802 ACCESSION NUMBER: 0001567619-19-011603 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190515 FILED AS OF DATE: 20190517 DATE AS OF CHANGE: 20190517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gault Robert J CENTRAL INDEX KEY: 0001641247 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25711 FILM NUMBER: 19837324 MAIL ADDRESS: STREET 1: C/O EXTREME NETWORKS, INC STREET 2: 145 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXTREME NETWORKS INC CENTRAL INDEX KEY: 0001078271 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770430270 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6480 VIA DEL ORO CITY: SAN JOSE STATE: CA ZIP: 95119 BUSINESS PHONE: 408-579-2800 MAIL ADDRESS: STREET 1: 6480 VIA DEL ORO CITY: SAN JOSE STATE: CA ZIP: 95119 4 1 doc1.xml FORM 4 X0306 4 2019-05-15 0 0001078271 EXTREME NETWORKS INC EXTR 0001641247 Gault Robert J 6480 VIA DEL ORO SAN JOSE CA 95119 0 1 0 0 EVP Worldwide Sales Services Common Stock 2019-05-15 4 M 0 6670 0.00 A 219290 D Common Stock 2019-05-15 4 F 0 2032 6.21 D 217258 D Common Stock 2019-05-15 4 M 0 6670 0.00 A 223928 D Common Stock 2019-05-15 4 F 0 2067 6.21 D 221861 D Common Stock 2019-05-15 4 M 0 8337 0.00 A 230198 D Common Stock 2019-05-15 4 F 0 2614 6.21 D 227584 D Restricted Stock Units 0.00 2019-05-15 4 M 0 6670 0.00 D 2019-08-15 Common Stock 6670 6670 D Performance-based Restricted Stock Units 0.00 2019-05-15 4 M 0 6670 0.00 D 2019-08-15 Common Stock 6670 6670 D Restricted Stock Units 0.00 2019-05-15 4 M 0 8337 0.00 D 2020-02-15 Common Stock 8337 25013 D Represents shares withheld from the August 15, 2016 RSU award for the payment of applicable income and payroll withholding taxes due on release. Represents shares withheld from the August 15, 2016 Performance-based RSU award for the payment of applicable income and payroll withholding taxes due on release. Represents shares withheld from the February 8, 2017 RSU award for the payment of applicable income and payroll withholding taxes due on release. This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter. Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1, 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter. This Time-based RSU award vests as to 1/3 on February 15, 2018 and 1/12 each quarter thereafter subject to continued service at the company through the vesting dates. /s/ Quentin Wright, Attorney-in-Fact 2019-05-17