0001078271-19-000004.txt : 20190220 0001078271-19-000004.hdr.sgml : 20190220 20190220184541 ACCESSION NUMBER: 0001078271-19-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190215 FILED AS OF DATE: 20190220 DATE AS OF CHANGE: 20190220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gault Robert J CENTRAL INDEX KEY: 0001641247 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25711 FILM NUMBER: 19619997 MAIL ADDRESS: STREET 1: C/O EXTREME NETWORKS, INC STREET 2: 145 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXTREME NETWORKS INC CENTRAL INDEX KEY: 0001078271 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770430270 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6480 VIA DEL ORO CITY: SAN JOSE STATE: CA ZIP: 95119 BUSINESS PHONE: 408-579-2800 MAIL ADDRESS: STREET 1: 6480 VIA DEL ORO CITY: SAN JOSE STATE: CA ZIP: 95119 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2019-02-15 0 0001078271 EXTREME NETWORKS INC EXTR 0001641247 Gault Robert J 6480 VIA DEL ORO SAN JOSE CA 95119 0 1 0 0 EVP Worldwide Sales Services a Common Stock 2019-02-15 2019-02-15 4 M 0 8338 0.0 A 203783 D Common Stock 2019-02-15 2019-02-15 4 F 0 2563 7.85 D 201220 D Common Stock 2019-02-15 2019-02-15 4 M 0 6670 0.0 A 207890 D Common Stock 2019-02-15 2019-02-15 4 F 0 2270 7.85 D 205620 D Common Stock 2019-02-15 2019-02-15 4 M 0 6670 0.0 A 212290 D Common Stock 2019-02-15 2019-02-15 4 F 0 2445 7.85 D 209845 D Performance Shares 0.0 2019-02-15 2019-02-15 4 M 0 6670 0.0 D 2017-11-15 2019-08-15 Common Stock 6670 13340 D RSU Award 0.0 2019-02-15 2019-02-15 4 M 0 6670 0.0 D 2017-11-15 2019-08-15 Common Stock 6670 13340 D RSU Award 0.0 2019-02-15 2019-02-15 4 M 0 8338 0.0 D 2018-02-15 2020-02-15 Common Stock 8338 33350 D Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release. Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter. This is not an applicable reportable field for this type of grant. This Time Based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter. This Time Based RSU award vests as to 1/3 on February 15, 2018 and 1/12 each quarter thereafter subject to continued service at the company through the vesting dates. Quentin Wright, Power of Attorney 2019-02-20