0001078271-18-000055.txt : 20180919 0001078271-18-000055.hdr.sgml : 20180919 20180919161018 ACCESSION NUMBER: 0001078271-18-000055 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180913 FILED AS OF DATE: 20180919 DATE AS OF CHANGE: 20180919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cleaver Matthew Howard CENTRAL INDEX KEY: 0001753315 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25711 FILM NUMBER: 181077847 MAIL ADDRESS: STREET 1: 4720 ADLER PASS CITY: RALEIGH STATE: NC ZIP: 27612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXTREME NETWORKS INC CENTRAL INDEX KEY: 0001078271 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770430270 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6480 VIA DEL ORO CITY: SAN JOSE STATE: CA ZIP: 95119 BUSINESS PHONE: 408-579-2800 MAIL ADDRESS: STREET 1: 6480 VIA DEL ORO CITY: SAN JOSE STATE: CA ZIP: 95119 3 1 edgardoc.xml PRIMARY DOCUMENT X0206 3 2018-09-13 0 0001078271 EXTREME NETWORKS INC EXTR 0001753315 Cleaver Matthew Howard 6480 VIA DEL ORO SAN JOSE CA 95119 0 1 0 0 Interim CFO Common Stock 11037 D Non-Qualified Stock Option (right to buy) 5.67 2015-02-07 2021-02-07 Common Stock 1875 D Performance Shares 0.0 2017-08-29 2019-08-29 Common Stock 5253 D Performance Shares 0.0 2018-08-23 2020-08-23 Common Stock 8650 D Performance Shares 0.0 2019-08-31 2021-08-29 Common Stock 9158 D RSU Award 0.0 2017-08-29 2019-08-29 Common Stock 5253 D RSU Award 0.0 2018-08-23 2020-08-23 Common Stock 5769 D RSU Award 0.0 2019-08-31 2021-08-29 Common Stock 9158 D Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter. Performance Stock Unit will be earned if GAAP combined earnings per share meets or exceeds $0.32 over two consecutive quarters. Earned shares vest as to 1/3 on 8/23/2018 and 1/12 each quarter thereafter, provided, however, that shares earned after the one-year anniversary will vest ratably based on the time elapsed from 8/31/2018 until the hurdle date, and then quarterly thereafter. Shares will be cancelled if goal is not met by August 23st 2020. Performance Stock Unit will be earned if GAAP combined earnings per share meets or exceeds $0.20 over two consecutive quarters. Earned shares vest as to 1/3 on 8/31/2019 and 1/12 each quarter thereafter, provided, however, that shares earned after the one-year anniversary will vest ratably based on the time elapsed from 8/31/2018 until the hurdle date, and then quarterly thereafter. Shares will be cancelled if goal is not met by August 31st 2021. This Time Based RSU award vests 1/3 on 8/29/2017 and 1/12 each quarter thereafter. This Time Based RSU award vests 1/3 on 8/23/2018 and 1/12 each quarter thereafter. This Time Based RSU award vests 1/3 on 8/31/2019 and 1/12 each quarter thereafter. Quentin Wright, Power of Attorney 2018-09-19