0001078271-18-000037.txt : 20180816 0001078271-18-000037.hdr.sgml : 20180816 20180816175418 ACCESSION NUMBER: 0001078271-18-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180815 FILED AS OF DATE: 20180816 DATE AS OF CHANGE: 20180816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gault Robert J CENTRAL INDEX KEY: 0001641247 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25711 FILM NUMBER: 181024175 MAIL ADDRESS: STREET 1: C/O EXTREME NETWORKS, INC STREET 2: 145 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXTREME NETWORKS INC CENTRAL INDEX KEY: 0001078271 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770430270 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6480 VIA DEL ORO CITY: SAN JOSE STATE: CA ZIP: 95119 BUSINESS PHONE: 408-579-2800 MAIL ADDRESS: STREET 1: 6480 VIA DEL ORO CITY: SAN JOSE STATE: CA ZIP: 95119 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-08-15 0 0001078271 EXTREME NETWORKS INC EXTR 0001641247 Gault Robert J 6480 VIA DEL ORO SAN JOSE CA 95119 0 1 0 0 EVP Worldwide Sales Services Common Stock 2018-08-15 2018-08-15 4 M 0 26400 0.0 A 205208 D Common Stock 2018-08-15 2018-08-15 4 F 0 12360 6.28 D 192848 D Common Stock 2018-08-15 2018-08-15 4 F 0 12237 6.28 D 180611 D Common Stock 2018-08-15 2018-08-15 4 M 0 6670 0.0 A 187281 D Common Stock 2018-08-15 2018-08-15 4 F 0 3092 6.28 D 184189 D Common Stock 2018-08-15 2018-08-15 4 M 0 6670 0.0 A 190859 D Common Stock 2018-08-15 2018-08-15 4 F 0 3092 6.28 D 187767 D Common Stock 2018-08-15 2018-08-15 4 M 0 8338 0.0 A 196105 D Common Stock 2018-08-15 2018-08-15 4 F 0 3865 6.28 D 192240 D Performance Shares 0.0 2018-08-15 2018-08-15 4 M 0 6670 0.0 D 2017-11-15 2019-08-15 Common Stock 6670 26680 D Performance Shares 0.0 2018-08-15 2018-08-15 4 M 0 26400 0.0 D 2016-08-15 2022-08-15 Common Stock 26400 0 D RSU Award 0.0 2018-08-15 2018-08-15 4 M 0 6670 0.0 D 2017-11-15 2019-08-15 Common Stock 6670 26680 D RSU Award 0.0 2018-08-15 2018-08-15 4 M 0 8338 0.0 D 2018-02-15 2020-02-15 Common Stock 8338 50025 D Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release. The reporting person was granted 80,000 RSUs on August 15, 2015, which vest annually over 3 years in equal installments with the first vesting date on August 15, 2016. On August 15, 2018 a total of 26,400 shares vested. 12,237 shares represents the aggregate number of shares of Issuer common stock withheld for payment of the tax liability incident to the vesting of the RSUs issued in accordance with Rule 16b-3. Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter. This is not an applicable reportable field for this type of grant. Performance grants were earned when EXTR shares reached $3.50 per share for 30 consecutive trading days. Shares vest in equal installments on August 15, 2016, August 15, 2017 and August 15, 2018. This Time Based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter. This Time Based RSU award vests as to 1/3 on February 15, 2018 and 1/12 each quarter thereafter subject to continued service at the company through the vesting dates. Quentin Wright, Power of Attorney 2018-08-16