0001078271-18-000037.txt : 20180816
0001078271-18-000037.hdr.sgml : 20180816
20180816175418
ACCESSION NUMBER: 0001078271-18-000037
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180815
FILED AS OF DATE: 20180816
DATE AS OF CHANGE: 20180816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gault Robert J
CENTRAL INDEX KEY: 0001641247
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25711
FILM NUMBER: 181024175
MAIL ADDRESS:
STREET 1: C/O EXTREME NETWORKS, INC
STREET 2: 145 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EXTREME NETWORKS INC
CENTRAL INDEX KEY: 0001078271
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576]
IRS NUMBER: 770430270
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 6480 VIA DEL ORO
CITY: SAN JOSE
STATE: CA
ZIP: 95119
BUSINESS PHONE: 408-579-2800
MAIL ADDRESS:
STREET 1: 6480 VIA DEL ORO
CITY: SAN JOSE
STATE: CA
ZIP: 95119
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2018-08-15
0
0001078271
EXTREME NETWORKS INC
EXTR
0001641247
Gault Robert J
6480 VIA DEL ORO
SAN JOSE
CA
95119
0
1
0
0
EVP Worldwide Sales Services
Common Stock
2018-08-15
2018-08-15
4
M
0
26400
0.0
A
205208
D
Common Stock
2018-08-15
2018-08-15
4
F
0
12360
6.28
D
192848
D
Common Stock
2018-08-15
2018-08-15
4
F
0
12237
6.28
D
180611
D
Common Stock
2018-08-15
2018-08-15
4
M
0
6670
0.0
A
187281
D
Common Stock
2018-08-15
2018-08-15
4
F
0
3092
6.28
D
184189
D
Common Stock
2018-08-15
2018-08-15
4
M
0
6670
0.0
A
190859
D
Common Stock
2018-08-15
2018-08-15
4
F
0
3092
6.28
D
187767
D
Common Stock
2018-08-15
2018-08-15
4
M
0
8338
0.0
A
196105
D
Common Stock
2018-08-15
2018-08-15
4
F
0
3865
6.28
D
192240
D
Performance Shares
0.0
2018-08-15
2018-08-15
4
M
0
6670
0.0
D
2017-11-15
2019-08-15
Common Stock
6670
26680
D
Performance Shares
0.0
2018-08-15
2018-08-15
4
M
0
26400
0.0
D
2016-08-15
2022-08-15
Common Stock
26400
0
D
RSU Award
0.0
2018-08-15
2018-08-15
4
M
0
6670
0.0
D
2017-11-15
2019-08-15
Common Stock
6670
26680
D
RSU Award
0.0
2018-08-15
2018-08-15
4
M
0
8338
0.0
D
2018-02-15
2020-02-15
Common Stock
8338
50025
D
Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release.
The reporting person was granted 80,000 RSUs on August 15, 2015, which vest annually over 3 years in equal installments with the first vesting date on August 15, 2016. On August 15, 2018 a total of 26,400 shares vested. 12,237 shares represents the aggregate number of shares of Issuer common stock withheld for payment of the tax liability incident to the vesting of the RSUs issued in accordance with Rule 16b-3.
Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release.
Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter.
This is not an applicable reportable field for this type of grant.
Performance grants were earned when EXTR shares reached $3.50 per share for 30 consecutive trading days. Shares vest in equal installments on August 15, 2016, August 15, 2017 and August 15, 2018.
This Time Based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.
This Time Based RSU award vests as to 1/3 on February 15, 2018 and 1/12 each quarter thereafter subject to continued service at the company through the vesting dates.
Quentin Wright, Power of Attorney
2018-08-16