0001078271-17-000019.txt : 20170816 0001078271-17-000019.hdr.sgml : 20170816 20170816164434 ACCESSION NUMBER: 0001078271-17-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170815 FILED AS OF DATE: 20170816 DATE AS OF CHANGE: 20170816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gault Robert J CENTRAL INDEX KEY: 0001641247 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25711 FILM NUMBER: 171036774 MAIL ADDRESS: STREET 1: C/O EXTREME NETWORKS, INC STREET 2: 145 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXTREME NETWORKS INC CENTRAL INDEX KEY: 0001078271 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770430270 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6480 VIA DEL ORO CITY: SAN JOSE STATE: CA ZIP: 95119 BUSINESS PHONE: 408-579-2800 MAIL ADDRESS: STREET 1: 6480 VIA DEL ORO CITY: SAN JOSE STATE: CA ZIP: 95119 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-08-15 0 0001078271 EXTREME NETWORKS INC EXTR 0001641247 Gault Robert J 6480 VIA DEL ORO SAN JOSE CA 95119 0 1 0 0 EVP Worldwide Sales Services a Common Stock 2017-08-15 2017-08-15 4 F 0 9069 10.39 D 70131 D Common Stock 2017-08-15 2017-08-15 4 M 0 26667 0.0 A 96798 D Common Stock 2017-08-15 2017-08-15 4 F 0 9161 10.39 D 87637 D Common Stock 2017-08-15 2017-08-15 4 M 0 26400 0.0 A 114037 D Common Stock 2017-08-15 2017-08-15 4 F 0 12707 10.39 D 101330 D Common Stock 2017-08-15 2017-08-15 4 M 0 26640 0.0 A 127970 D Common Stock 2017-08-15 2017-08-15 4 F 0 13041 10.39 D 114929 D Performance Shares 0.0 2017-08-15 2017-08-15 4 M 0 26640 0.0 D 2017-08-15 2019-08-15 Common Stock 26640 53360 D Performance Shares 0.0 2017-08-15 2017-08-15 4 M 0 26667 0.0 D 2016-08-15 2022-08-15 Common Stock 26667 53333 D RSU Award 0.0 2017-08-15 2017-08-15 4 M 0 26400 0.0 D 2017-08-15 2019-08-15 Common Stock 26400 53600 D The reporting person was granted 80,000 RSUs on August 15, 2015, which vest annually over 3 years in equal installments with the first vesting date on August 15, 2016. On August 15, 2017 a total of 26,400 shares vested. 9,069 shares represents the aggregate number of shares of Issuer common stock withheld for payment of the tax liability incident to the vesting of the RSUs issued in accordance with Rule 16b-3. Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release. Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Shares vest on the same schedule as the Time-Based RSUs granted at the same time. This is not an applicable reportable field for this type of grant. Performance grants were earned when EXTR shares reached $3.50 per share for 30 consecutive trading days. Shares vest in equal installments on August 15, 2016, August 15, 2017 and August 15, 2018. This Time Based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter. Quentin Wright, Power of Attorney 2017-08-16