0001078271-13-000029.txt : 20130506 0001078271-13-000029.hdr.sgml : 20130506 20130506175839 ACCESSION NUMBER: 0001078271-13-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130502 FILED AS OF DATE: 20130506 DATE AS OF CHANGE: 20130506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXTREME NETWORKS INC CENTRAL INDEX KEY: 0001078271 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770430270 STATE OF INCORPORATION: DE FISCAL YEAR END: 0703 BUSINESS ADDRESS: STREET 1: 3585 MONROE STREET CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4085792800 MAIL ADDRESS: STREET 1: 3585 MONROE STREET CITY: SANTA CLARA STATE: CA ZIP: 95051 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERGER CHARLES W CENTRAL INDEX KEY: 0001247457 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25711 FILM NUMBER: 13817364 MAIL ADDRESS: STREET 1: 15681 KENNEDY ROAD CITY: LOS GATOS STATE: CA ZIP: 95052 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-05-02 0 0001078271 EXTREME NETWORKS INC EXTR 0001247457 BERGER CHARLES W C/O EXTREME NETWORKS, INC. 3585 MONROE STREET SANTA CLARA CA 95051 0 1 0 0 President and CEO Non-Qualified Stock Option (right to buy) 3.17 2013-05-02 4 A 0 900000.0 3.17 A 2014-04-25 2020-05-02 Common Stock 900000 900000 D Non-Qualified Stock Option (right to buy) 3.17 2013-05-02 4 A 0 900000.0 3.17 A 2020-05-02 Common Stock 900000 1800000 D Option is exercisable as vested; 1/4 vests one year from date of hire and then 1/48 vests on each full month thereafter until fully vested, so long as the optionee's employment has not terminated. Performance Option Grant vests as follows: one-third of the shares subject to Performance Option will be Performance Earned, if at all, once the Company's common stock has traded publicly after April 25, 2013, for at least 30 consecutive trading days at a target closing price per share as reported on the NASDAQ Global Select Market of at least $4.00; an additional one-third of the shares subject to Performance Option will be Performance Earned, if at all, once the Company's common stock has traded publicly after April 25, 2013, for at least 30 consecutive trading days at a target closing price per share as reported on the NASDAQ Global Select Market of at least $5.00; all shares subject to the Peformance Option will be Performance Earned, if at all, once the Company's common stock has traded publicly after April 25, 2013, for at least 30 consecutive trading days at a target closing price per share as reported on the NASDAQ Global Select Market of at least $6.00 (regardless of whether By: Margaret Echerd For: Charles Berger 2013-05-06