-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AqCpNjsEBPwTIXCjLs0hpKp7OoMivEnyr1QxJN33cieDhu9cJi4EALDUzqZJKUcu 4M2b8LQjtxHdIpKG1DvG5Q== 0000909012-04-000775.txt : 20041112 0000909012-04-000775.hdr.sgml : 20041111 20041112121148 ACCESSION NUMBER: 0000909012-04-000775 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041112 DATE AS OF CHANGE: 20041112 EFFECTIVENESS DATE: 20041112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ABN AMRO ASSET MANAGEMENT USA LLC CENTRAL INDEX KEY: 0001078235 IRS NUMBER: 360884183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04391 FILM NUMBER: 041137162 BUSINESS ADDRESS: STREET 1: 161 N. CLARK STREET STREET 2: 9TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3128842000 MAIL ADDRESS: STREET 1: 161 N. CLARK STREET STREET 2: 9TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ABN AMRO ASSET MANAGEMENT USA INC DATE OF NAME CHANGE: 19990203 13F-HR 1 t301424.txt ABN AMRO MANAGEMENT USA 9/30/04 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report Name: ABN AMRO ASSET MANAGEMENT (USA) LLC Address: 161 N. Clark Street, 9th Floor Chicago, IL 60601 13F File Number: 28-4391 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Heather Birmingham Title: Assistant Vice President Phone: 312-884-2366 Signature, Place, and Date of Signing Heather Birmingham Chicago, IL November 11, 2004 Report Type (Check only one.) [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary Number of Other Included Managers: 01 Form 13F Information Table Entry Total: 133 Form 13F Information Table Value Total: 1,942,831 (X1000) List of Other Included Managers: LaSalle Bank N.A. 28-1147
FORM 13F 09/30/04 REPORTING MANAGER: ABN AMRO Asset Management (USA) LLC Page 1 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------ ------ ------ ------ ------ ------ ------ ------ NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVEST DISC. MANA- VOTING AUTHORITY OF NUMBER MKT VALUE PRINCIPAL SOLE SHARED OTHER GERS SOLE SHARED NONE CLASS (000's) AMOUNT (A) (B) (C) (A) (B) (C) AFLAC INC Common 00105510 9,145 233,230 SH X 1 207,130 26,100 AMB PROPERTY CORP Common 00163T10 24,740 668,285 SH X 1 541,385 126,900 ABBOTT LABORATORIES Common 00282410 568 13,420 SH X 1 8,710 4,710 ALEXANDRIA REAL ESTATE EQUITIESCommon 01527110 19,714 299,975 SH X 1 274,075 25,900 ALTERA CORP Common 02144110 288 14,700 SH X 1 5,700 9,000 ALTRIA GROUP INC Common 02209S10 18,155 385,941 SH X 1 380,541 5,400 AMERICAN INTERNAT'L GROUP Common 02687410 10,911 160,486 SH X 1 142,076 18,410 APARTMENT INVT & MNGT CO Common 03748R10 19,522 561,300 SH X 1 362,900 198,400 ARCHSTONE SMITH TRUST Common 03958310 61,926 1,957,200 SH X 1 1,542,900 414,300 ARDEN REALTY GROUP INC Common 03979310 12,426 381,400 SH X 1 246,100 135,300 AUTOMATIC DATA PROCESSING INC Common 05301510 552 13,354 SH X 1 4,894 8,460 AVALONBAY COMMUNITIES INC Common 05348410 31,113 516,661 SH X 1 417,061 99,600 BP PLC AMERICAN Common 05562210 270 4,688 SH X 1 4,688 BANK OF AMERICA CORP Common 06050510 30,413 701,900 SH X 1 701,900 BLOCK H & R INC Common 09367110 5,052 102,218 SH X 1 87,968 14,250 BOSTON PROPERTIES INC Common 10112110 35,188 635,285 SH X 1 509,385 125,900 BRISTOL-MYERS SQUIBB COMMON STOCommon 11012210 17,263 729,300 SH X 1 729,300 BROOKFIELD PROPERTIES CORP Common 11290010 19,430 602,300 SH X 1 546,100 56,200 CBL & ASSOCIATES PROPERTIES Common 12483010 31,971 524,550 SH X 1 416,950 107,600 CAPITAL AUTOMOTIVE REIT Common 13973310 822 26,300 SH X 1 26,300 CARDINAL HEALTH INC Common 14149Y10 12,451 284,458 SH X 1 252,523 31,935 CATELLUS DEVELOPMENT CORP Common 14911310 14,101 531,915 SH X 1 482,365 49,550 CEDAR FAIR - LP Common 15018510 7,899 257,700 SH X 1 257,700 CEDAR SHOPPING CENTERS INC Common 15060220 11,927 854,950 SH X 1 612,050 242,900 CENTERPOINT PROPERTIES CORP Common 15189510 18,232 418,350 SH X 1 382,350 36,000 CHELSEA PROPERTY GROUP INC Common 16342110 711 10,600 SH X 1 10,600 CHEVRON TEXACO CORP Common 16676410 12,568 234,304 SH X 1 233,568 736 CINERGY CORP Common 17247410 7,393 186,700 SH X 1 186,700 CISCO SYSTEMS INC Common 17275R10 10,374 573,168 SH X 1 505,368 67,800 CINTAS CORP Common 17290810 10,544 250,810 SH X 1 223,010 27,800 CITIGROUP INC Common 17296710 39,823 902,600 SH X 1 902,600 COCA COLA CO Common 19121610 423 10,565 SH X 1 4,565 6,000 COMERICA INC Common 20034010 11,253 189,600 SH X 1 189,600 CONAGRA FOODS INC Common 20588710 11,215 436,200 SH X 1 436,200 CONSOLIDATED EDISON INC Common 20911510 7,504 178,500 SH X 1 178,500 CORPORATE OFFICE PROPERTIES Common 22002T10 11,898 464,400 SH X 1 425,500 38,900 CRESCENT REAL ESTATE Common 22575610 18,044 1,146,400 SH X 1 737,900 408,500 DELL INC Common 24702R10 10,673 299,810 SH X 1 265,530 34,280 DEVELOPERS DIVERSIFIED REALTY CCommon 25159110 43,042 1,099,400 SH X 1 875,900 223,500 RR DONNELLEY & SONS Common 25786710 6,665 212,800 SH X 1 212,800 DOVER CORP Common 26000310 10,829 278,590 SH X 1 247,690 30,900 DUKE REALTY CORP Common 26441150 45,986 1,385,132 SH X 1 1,071,832 313,300 EASTGROUP PROPERTIES Common 27727610 10,657 321,000 SH X 1 204,700 116,300 EASTMAN CHEMICAL CO Common 27743210 9,562 201,100 SH X 1 201,100 ECOLAB INC Common 27886510 8,988 285,865 SH X 1 253,525 32,340 ENERGY EAST CORPORATION Common 29266M10 7,690 305,400 SH X 1 305,400 ENTERPRISE PRODUCTS PARTNERS Common 29379210 9,803 422,900 SH X 1 422,900 EQUITY OFFICE PROPERTIES TRUST Common 29474110 49,661 1,822,427 SH X 1 1,310,627 511,800 EQUITY RESIDENTIAL PROPS TR Common 29476L10 45,699 1,474,150 SH X 1 1,153,250 320,900 FORM 13F 09/30/04 REPORTING MANAGER: ABN AMRO Asset Management (USA) LLC Page 2 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------ ------ ------ ------ ------ ------ ------ ------ NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVEST DISC. MANA- VOTING AUTHORITY OF NUMBER MKT VALUE PRINCIPAL SOLE SHARED OTHER GERS SOLE SHARED NONE CLASS (000's) AMOUNT (A) (B) (C) (A) (B) (C) ESSEX PROPERTY TRUST INC Common 29717810 16,170 225,050 SH X 1 204,550 20,500 EXTRA SPACE STORAGE INC Common 30225T10 14,390 1,128,600 SH X 1 845,700 282,900 FIFTH THIRD BANCORP Common 31677310 8,688 176,520 SH X 1 156,310 20,210 FIRST INDUSTRIAL REALTY TR Common 32054K10 13,806 374,150 SH X 1 243,450 130,700 FRANKLIN RESOURCES INC. Common 35461310 201 3,600 SH X 1 900 2,700 GABLES RESIDENTIAL TRUST Common 36241810 21,875 640,550 SH X 1 483,850 156,700 GENERAL ELECTRIC CO Common 36960410 5,496 163,660 SH X 1 137,860 25,800 GENERAL GROWTH PROPERTIES Common 37002110 31,691 1,022,275 SH X 1 927,875 94,400 GILLETTE COMPANY Common 37576610 744 17,820 SH X 1 8,320 9,500 HARLEY-DAVIDSON INC Common 41282210 13,180 221,729 SH X 1 193,749 27,980 HEALTH CARE PPTYS INVEST INC Common 42191510 38,489 1,480,350 SH X 1 1,137,750 342,600 HERITAGE PROPERTY INVEST Common 42725M10 10,945 375,200 SH X 1 241,000 134,200 HERSHEY FOODS CORP Common 42786610 635 13,600 SH X 1 13,600 HOME DEPOT INC Common 43707610 5,836 148,868 SH X 1 132,478 16,390 ILLINOIS TOOL WORKS INC. Common 45230810 11,844 127,120 SH X 1 112,160 14,960 INTEL CORP Common 45814010 10,433 520,075 SH X 1 461,685 58,390 ISHARES S&P SMALLCAP 600 Common 46428780 578 4,010 SH X 1 3,900 110 J P MORGAN CHASE & CO Common 46625H10 25,671 646,147 SH X 1 643,261 2,886 JOHNSON & JOHNSON Common 47816010 568 10,090 SH X 1 2,170 7,920 JOHNSON CONTROLS INC. Common 47836610 8,687 152,920 SH X 1 135,920 17,000 KANEB PIPELINE PARTNERS Common 48416910 9,660 186,600 SH X 1 186,600 KEYCORP Common 49326710 5,685 179,900 SH X 1 179,900 KIMBERLY-CLARK CORP Common 49436810 320 4,956 SH X 1 2,556 2,400 KIMCO REALTY CORP Common 49446R10 48,796 951,187 SH X 1 753,087 198,100 KOHLS CORP Common 50025510 11,160 231,575 SH X 1 205,635 25,940 LIBERTY PROPERTY TRUST Common 53117210 31,227 783,800 SH X 1 587,900 195,900 LODGIAN INC Common 54021P40 1,455 147,000 SH X 1 147,000 LOEWS CORP Convert 540424AL 734 750,000 SH X 1 750,000 MBNA CORP Common 55262L10 11,968 474,905 SH X 1 422,305 52,600 THE MACERICH CO Common 55438210 11,585 217,400 SH X 1 139,100 78,300 MACK-CALI REALTY CORP Common 55448910 15,928 359,550 SH X 1 232,400 127,150 MAGUIRE PROPERTIES INC Common 55977510 22,995 945,900 SH X 1 744,300 201,600 MEDTRONIC INC Common 58505510 12,167 234,430 SH X 1 200,560 33,870 MERCK & CO INC Common 58933110 6,546 198,350 SH X 1 196,410 1,940 MICROSOFT CORP Common 59491810 10,650 385,180 SH X 1 341,480 43,700 MID AMERICA APARTMENT COMM Common 59522J10 9,204 236,300 SH X 1 152,900 83,400 MILLS CORP Common 60114810 48,142 928,125 SH X 1 752,625 175,500 NEXTEL COMMUNICATIONS Convert 65332VAY 7,631 7,660,000 SH X 1 7,660,000 NICOR INC Common 65408610 7,101 193,500 SH X 1 193,500 OMNICOM GROUP Common 68191910 9,131 124,980 SH X 1 110,790 14,190 ORACLE CORP Common 68389X10 10,585 938,390 SH X 1 831,990 106,400 PNC FINANCIAL CORP Common 69347510 10,452 193,200 SH X 1 193,200 PACTIV CORPORATION Common 69525710 95,325 4,100,000 SH X 1 4,100,000 PAN PACIFIC RETAIL PPTYS INC Common 69806L10 16,179 299,050 SH X 1 272,650 26,400 PFIZER INC Common 71708110 11,128 363,658 SH X 1 317,168 46,490 PINNACLE WEST CAPITAL Common 72348410 7,453 179,600 SH X 1 179,600 PLUM CREEK TIMBER CO Common 72925110 5,952 169,900 SH X 1 169,900 PRAXAIR INC. Common 74005P10 9,246 216,340 SH X 1 192,340 24,000 PROGRESS ENERGY INC Common 74326310 7,393 174,600 SH X 1 174,600 FORM 13F 09/30/04 REPORTING MANAGER: ABN AMRO Asset Management (USA) LLC Page 3 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVEST DISC. MANA- VOTING AUTHORITY OF NUMBER MKT VALUE PRINCIPAL SOLE SHAREDOTHER GERS SOLE SHARED NONE CLASS (000's) AMOUNT (A) (B) (C) (A) (B) (C) PROLOGIS TRUST Common 74341010 22,860 648,700 SH X 1 593,400 55,300 PUBLIC STORAGE Common 74460D10 19,575 395,050 SH X 1 361,350 33,700 QUALCOMM INC Common 74752510 10,616 271,920 SH X 1 241,320 30,600 RAIT INVESTMENT TRUST Common 74922710 7,871 287,800 SH X 1 287,800 RAMCO-GERSHENSON PROPERTIES Common 75145220 11,648 430,150 SH X 1 275,700 154,450 RECKSON ASSOC REALTY CORP Common 75621K10 12,719 442,400 SH X 1 284,700 157,700 REGENCY CENTERS CORP Common 75884910 21,027 452,300 SH X 1 364,000 88,300 ROCKY SHOES & BOOTS INC Common 77483010 1,684 96,200 SH X 1 96,200 SL GREEN REALTY CORP Common 78440X10 11,012 212,550 SH X 1 194,650 17,900 SLM CORP Common 78442P10 10,871 243,755 SH X 1 216,555 27,200 SARA LEE CORP Common 80311110 11,403 498,820 SH X 1 498,820 CHARLES SCHWAB CORP Common 80851310 3,377 367,470 SH X 1 326,780 40,690 SHURGARD STORAGE CENTERS-A Common 82567D10 15,109 389,400 SH X 1 251,100 138,300 SIMON PROPERTY GROUP INC Common 82880610 68,730 1,281,555 SH X 1 1,009,305 272,250 SONOCO PRODUCTS CO Common 83549510 9,529 360,400 SH X 1 360,400 SOUTHERN CO Common 84258710 9,324 311,000 SH X 1 311,000 SOUTHWEST AIRLINES Common 84474110 8,340 612,325 SH X 1 543,525 68,800 STARBUCKS CORP Common 85524410 10,677 234,870 SH X 1 207,910 26,960 STATE STREET CORPORATION Common 85747710 4,761 111,480 SH X 1 98,500 12,980 SUN MICROSYSTEMS INC Common 86681010 45 11,200 SH X 1 11,200 SYSCO CORP Common 87182910 8,068 269,660 SH X 1 239,760 29,900 TJX COMPANIES INC Common 87254010 8,008 363,330 SH X 1 320,230 43,100 TANGER FACTORY OUTLET CENTER Common 87546510 9,959 222,400 SH X 1 134,650 87,750 TEXAS INSTRUMENTS INC Common 88250810 10,149 476,950 SH X 1 423,950 53,000 THERMO ELECTRON Convert 883556AJ 2,390 2,420,000 SH X 1 2,420,000 TOWN & COUNTRY Common 89208110 10,077 395,950 SH X 1 252,150 143,800 TUPPERWARE CORPORATION Common 89989610 7,587 446,800 SH X 1 446,800 VALSPAR CORP Common 92035510 248 5,308 SH X 1 2,508 2,800 VERIZON COMMUNICATIONS Common 92343V10 13,925 353,610 SH X 1 353,170 440 VORNADO REALTY TRUST Common 92904210 47,609 759,550 SH X 1 593,450 166,100 WACHOVIA CORP Common 92990310 18,015 383,700 SH X 1 381,300 2,400 WALGREEN CO. Common 93142210 7,299 203,710 SH X 1 178,610 25,100 WASHINGTON MUTUAL INC Common 93932210 11,564 295,900 SH X 1 295,900 ZIMMER HOLDINGS INC Common 98956P10 4,932 62,395 SH X 1 55,395 7,000 ORIENT EXPRESS HOTELS LTD Common G6774310 1,016 62,200 SH X 1 62,200 GRAND TOTAL 1,942,831
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