-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UFW41HmO6YAAol49yfxvr6ouPzihXe6sjcvxVtbvqSM6kmo5fZhKFo2BGS9+jD43 1YzyOkCU326vL55XeLiKmQ== 0001181431-10-005196.txt : 20100128 0001181431-10-005196.hdr.sgml : 20100128 20100128171137 ACCESSION NUMBER: 0001181431-10-005196 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091127 FILED AS OF DATE: 20100128 DATE AS OF CHANGE: 20100128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOMMERS DAVID P CENTRAL INDEX KEY: 0001232882 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-26251 FILM NUMBER: 10554826 MAIL ADDRESS: STREET 1: 310 LITTETON ROAD CITY: WESTFORD STATE: MA ZIP: 01886 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETSCOUT SYSTEMS INC CENTRAL INDEX KEY: 0001078075 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 042837575 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 310 LITTLETON ROAD CITY: WESTFORD STATE: MA ZIP: 01886 BUSINESS PHONE: 978-614-4000 MAIL ADDRESS: STREET 1: 310 LITTLETON ROAD CITY: WESTFORD STATE: MA ZIP: 01886 4/A 1 rrd260950.xml FORM 4/A X0303 4/A 2009-11-27 2009-11-30 0 0001078075 NETSCOUT SYSTEMS INC NTCT 0001232882 SOMMERS DAVID P 310 LITTLETON ROAD WESTFORD MA 01886 0 1 0 0 CFO & VP General Operations Common Stock 2009-11-27 4 M 0 6800 4.22 A 118702 D Common Stock 2009-11-27 4 S 0 6800 12.290 D 111902 D Employee Stock Options (Right to Buy) 4.22 2009-11-27 4 M 0 6800 0 D 2010-04-25 Common Stock 6800 66900 D Option was exercised and related Common stock was sold pursuant to a 10b5-1 plan. In the prior report filed on November 30, 2009, it was reported that Mr. Sommers exercised 10,000 options and subsequently sold 10,000 shares of Common Stock pursuant to his 10b5-1 plan. 3,200 of such options were exercised then sold in error by the 10b5-1 plan. Mr. Sommers has cancelled such exercise and sale. This report is being filed to reflect such cancellation. 2,500 of these shares are held by a trust in which the reporting person has a pecuniary interest. The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share; the actual sale prices per share ranged from $12.08 to $12.37. The initial portion of the option grant initially became exercisable on June 13, 2004 and the remainder vested in equal quarterly installments thereafter. /s/ David P. Sommers 2010-01-28 -----END PRIVACY-ENHANCED MESSAGE-----