-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mrzst7eVFIdtPECFQ0c1FtXJAG+cbKTl3DgaMkzwjq3KztsSabLrKb5SoIG5b44f S0+jDqm0Qp9JFcwFuvdMnA== 0001181431-09-007148.txt : 20090206 0001181431-09-007148.hdr.sgml : 20090206 20090206180212 ACCESSION NUMBER: 0001181431-09-007148 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090204 FILED AS OF DATE: 20090206 DATE AS OF CHANGE: 20090206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOMMERS DAVID P CENTRAL INDEX KEY: 0001232882 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26251 FILM NUMBER: 09578509 MAIL ADDRESS: STREET 1: 310 LITTETON ROAD CITY: WESTFORD STATE: MA ZIP: 01886 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETSCOUT SYSTEMS INC CENTRAL INDEX KEY: 0001078075 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 042837575 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 310 LITTLETON ROAD CITY: WESTFORD STATE: MA ZIP: 01886 BUSINESS PHONE: 978-614-4000 MAIL ADDRESS: STREET 1: 310 LITTLETON ROAD CITY: WESTFORD STATE: MA ZIP: 01886 4 1 rrd232406.xml FORM 4 X0303 4 2009-02-04 0 0001078075 NETSCOUT SYSTEMS INC NTCT 0001232882 SOMMERS DAVID P 310 LITTLETON ROAD WESTFORD MA 01886 0 1 0 0 CFO & VP General Operations Common Stock 2009-02-05 4 M 0 10000 4.22 A 27712 D Common Stock 2009-02-05 4 S 0 10000 13.2525 D 17712 D Common Stock 2009-02-04 4 M 0 17500 A 35212 D Common Stock 2009-02-04 4 S 0 5810 14.0769 D 29402 D Employee Stock Options (Right to Buy) 4.22 2009-02-05 4 M 0 10000 0 D 2010-04-25 Common Stock 10000 240000 D Restricted Stock Units 2009-02-04 4 M 0 17500 D 2009-02-04 Common Stock 17500 57257 D Employee Stock Options (Right to Buy) 5.26 2011-06-27 Common Stock 0 50000 D Employee Stock Options (Right to Buy) 4.22 2012-07-17 Common Stock 0 25000 D Option was exercised and related Common stock was sold pursuant to a 10b5-1 plan The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share which was $13.2525 of all shares sold on this date; the actual sale prices per share ranged from $13.21 to $13.29. The shares of Common Stock were acquired upon the vesting of certain Restricted Stock Units previously granted to the reporting person. Price is N/A. The shares of Common Stock were sold to cover tax liability in connection with the vesting of the Restricted Stock Units. The initial portion of the option grant initially became exercisable on July 17, 2003 and the remainder vested in equal quarterly installments thereafter. Date is N/A. Certain prior filings aggregated all derivative securities together into one total number. The current filing reflects the number of such derivative securities owned in each class. The initial portion of the option grant initially became exercisable on June 27, 2002 and the remainder vested in equal quarterly installments thereafter. The initial portion of the option grant initially became exercisable on June 13, 2004 and the remainder vested in equal quarterly installments thereafter. /s/ David P. Sommers 2009-02-06 -----END PRIVACY-ENHANCED MESSAGE-----