10-K/A 1 d10ka.htm FORM 10K AMENDMENT Form 10K Amendment

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 


 

FORM 10-K/A

 


 

(Mark One)

x Amendment to Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.

 

For the fiscal year ended December 31, 2004.

 

or

 

¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.

 

For the transition period from              to             .

 

Commission file number: 000-26357

 


 

LOOKSMART, LTD.

(Exact name of registrant as specified in its charter)

 


 

Delaware   13-3904355

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification No.)

 

625 Second Street, San Francisco, CA 94107

(Address of principal executive offices and zip code)

 

(415) 348-7000

(Registrant’s telephone number, including area code)

 


 

Securities registered pursuant to Section 12(b) of the Act:

 

None

 

Securities registered pursuant to Section 12(g) of the Act:

 

Common Stock, par value $.001 per share

 


 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.     x  Yes     ¨  No

 

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of the registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.  ¨

 

Indicate by check mark whether the registrant is an accelerated filer (as defined in Rule 12b-2 of the Act).    x  Yes    ¨  No

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act.):    ¨  Yes    x  No

 

The aggregate market value of the voting and non-voting common equity held by non-affiliates of the registrant, based upon the closing price of common stock on the last business day of the most recently completed second fiscal quarter, June 30, 2004, was approximately $211,996,761. Shares of voting stock held by each executive officer, director and person who owns 5% or more of the outstanding voting stock have been excluded from this calculation. This determination of affiliate status is not necessarily a conclusive determination for other purposes. As of March 1, 2005, 113,750,931 shares of the registrant’s common stock were outstanding.

 



The Registrant hereby amends Part IV, Item 15(b) of this Form 10-K, for the sole purpose of re-filing Exhibits 10.53 and 10.54 thereto. No other changes to the 10-K are made hereby.

 

SIGNATURES

 

Pursuant to the requirements of Section 13 or 15(d) of the Securities Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized in San Francisco, California on October 21, 2005:

 

LOOKSMART, LTD.
By:  

/s/ William B. Lonergan


    William B. Lonergan, Chief Financial Officer
    (Principal Financial and Accounting Officer)

 

Signature


  

Title


   Date

/s/ David B. Hills


David B. Hills

   Chief Executive Officer and Director (Principal Executive Officer)    October 21, 2005

/s/ William B. Lonergan


William B. Lonergan

   Chief Financial Officer (Principal Financial and Accounting Officer)    October 21, 2005

 


Teresa Dial

   Chair of the Board     

/s/ Anthony Castagna*


Anthony Castagna

   Director    October 21, 2005

/s/ Mark Sanders*


Mark Sanders

   Director    October 21, 2005

/s/ Edward West*


Edward West

   Director    October 21, 2005

/s/ Gary Wetsel*


Gary Wetsel

   Director    October 21, 2005

 


Timothy J. Wright

   Director     

 

*    By:  

/s/ William B. Lonergan


   

William B. Lonergan,

Attorney-in-fact

 

-2-


EXHIBIT INDEX

 

Exhibit No.

 

Description of Document


10.53   Prioritized Listings Syndication Agreement between the Registrant and Search123, Inc. dated August 21, 2001.
10.54   Amendment No. 2 to the Prioritized Listings Syndication Agreement between the Registrant and Search123, Inc. dated February 8, 2005.
31.1   Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2   Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.