0001127602-23-006702.txt : 20230223
0001127602-23-006702.hdr.sgml : 20230223
20230223115551
ACCESSION NUMBER: 0001127602-23-006702
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230221
FILED AS OF DATE: 20230223
DATE AS OF CHANGE: 20230223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'HAVER CORT L
CENTRAL INDEX KEY: 0001490201
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34624
FILM NUMBER: 23657854
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA ST STE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP
CENTRAL INDEX KEY: 0001077771
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 931261319
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97204
BUSINESS PHONE: 503-727-4100
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97204
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2023-02-21
0001077771
UMPQUA HOLDINGS CORP
UMPQ
0001490201
O'HAVER CORT L
ONE SW COLUMBIA STREET, SUITE 1200
PORTLAND
OR
97204
1
1
President & CEO
Common Stock
2023-02-21
4
A
0
61135
0
A
558220
D
Common Stock
2023-02-21
4
A
0
45851
0
A
604071
D
Common Stock
2023-02-21
4
A
0
45851
0
A
649922
D
Common Stock
2023-02-21
4
A
0
179623
0
A
827170
D
Restricted stock unit award granted 2/21/23. The award vests 34% on February 15, 2024, and 33% on February 15, 2025, and 2026.
Not required.
Performance share award granted 2/21/23. The award vests in the first quarter of 2026 based on the issuer's relative total shareholder return from January 1, 2023 through December 31, 2025 compared to a Compensation Committee approved group of peers.
Performance share award granted 2/21/23. The award vests in the first quarter of 2026 based on the issuer's relative return on tangible common equity for fiscal years 2023-2025 compared to a Compensation Committee approved group of peers.
Stock unit award granted 2/21/23. The award vests following the closing of the proposed merger of the issuer with and into Columbia Banking System, Inc., with 34% vesting upon completion of the merger-related core system conversion and 33% on the first anniversary of such conversion and 33% on the second anniversary of such conversion.
Since the date of the reporting person's last ownership report, he transferred 2,374 shares to his ex-wife pursuant to a Stipulated General Judgment of Dissolution of Marriage; and the ownership total reflects a correction of a one share typographical error (reducing amount owned by one share).
/s/ Andrew H. Ognall, Attorney-in-Fact for Cort L. O'Haver
2023-02-22