0001127602-23-006681.txt : 20230223 0001127602-23-006681.hdr.sgml : 20230223 20230223113934 ACCESSION NUMBER: 0001127602-23-006681 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230221 FILED AS OF DATE: 20230223 DATE AS OF CHANGE: 20230223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARNSWORTH RON L CENTRAL INDEX KEY: 0001322289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 23657763 MAIL ADDRESS: STREET 1: 200 SW MARKET ST STE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2023-02-21 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001322289 FARNSWORTH RON L ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97204 1 EVP/CFO Common Stock 2023-02-21 4 J 0 71 0 A 1661 I by 401(k) Common Stock 2023-02-21 4 A 0 20960 0 A 267382 D Common Stock 2023-02-21 4 A 0 15720 0 A 283102 D Common Stock 2023-02-21 4 A 0 15720 0 A 298822 D Common Stock 4179 I by IRA Common Stock 2274 I by Spouse IRA Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c). Not required. Restricted stock unit award granted 2/21/23. The award vests 34% on February 15, 2024, and 33% on February 15, 2025, and 2026. Performance share award granted 2/21/23. The award vests in the first quarter of 2026 based on the issuer's relative total shareholder return from January 1, 2023 through December 31, 2025 compared to a Compensation Committee approved group of peers. Performance share award granted 2/21/23. The award vests in the first quarter of 2026 based on the issuer's relative return on tangible common equity for fiscal years 2023-2025 compared to a Compensation Committee approved group of peers. /s/ Andrew H. Ognall, Attorney-in-Fact for Ron L. Farnsworth 2023-02-22