0001127602-23-006681.txt : 20230223
0001127602-23-006681.hdr.sgml : 20230223
20230223113934
ACCESSION NUMBER: 0001127602-23-006681
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230221
FILED AS OF DATE: 20230223
DATE AS OF CHANGE: 20230223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FARNSWORTH RON L
CENTRAL INDEX KEY: 0001322289
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34624
FILM NUMBER: 23657763
MAIL ADDRESS:
STREET 1: 200 SW MARKET ST STE 1900
CITY: PORTLAND
STATE: OR
ZIP: 97201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP
CENTRAL INDEX KEY: 0001077771
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 931261319
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97204
BUSINESS PHONE: 503-727-4100
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97204
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2023-02-21
0001077771
UMPQUA HOLDINGS CORP
UMPQ
0001322289
FARNSWORTH RON L
ONE SW COLUMBIA STREET, SUITE 1200
PORTLAND
OR
97204
1
EVP/CFO
Common Stock
2023-02-21
4
J
0
71
0
A
1661
I
by 401(k)
Common Stock
2023-02-21
4
A
0
20960
0
A
267382
D
Common Stock
2023-02-21
4
A
0
15720
0
A
283102
D
Common Stock
2023-02-21
4
A
0
15720
0
A
298822
D
Common Stock
4179
I
by IRA
Common Stock
2274
I
by Spouse IRA
Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
Not required.
Restricted stock unit award granted 2/21/23. The award vests 34% on February 15, 2024, and 33% on February 15, 2025, and 2026.
Performance share award granted 2/21/23. The award vests in the first quarter of 2026 based on the issuer's relative total shareholder return from January 1, 2023 through December 31, 2025 compared to a Compensation Committee approved group of peers.
Performance share award granted 2/21/23. The award vests in the first quarter of 2026 based on the issuer's relative return on tangible common equity for fiscal years 2023-2025 compared to a Compensation Committee approved group of peers.
/s/ Andrew H. Ognall, Attorney-in-Fact for Ron L. Farnsworth
2023-02-22