0001127602-22-019733.txt : 20220725 0001127602-22-019733.hdr.sgml : 20220725 20220725151115 ACCESSION NUMBER: 0001127602-22-019733 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220722 FILED AS OF DATE: 20220725 DATE AS OF CHANGE: 20220725 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shotwell David F CENTRAL INDEX KEY: 0001646421 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 221103017 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STE 1400 CITY: PORTLAND STATE: OR ZIP: 97258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-07-22 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001646421 Shotwell David F ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97204 1 EVP/Chief Risk Officer Common Stock 2022-07-22 4 J 0 3 0 A 252 I by 401(k) Common Stock 2022-07-22 4 F 0 1617 17.29 D 115378 D Common Stock 2000 I by IRA Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c). Not required. Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3. /s/ Andrew H. Ognall, Attorney-in-fact for David F. Shotwell 2022-07-25