0001127602-22-007906.txt : 20220303 0001127602-22-007906.hdr.sgml : 20220303 20220303132329 ACCESSION NUMBER: 0001127602-22-007906 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220302 FILED AS OF DATE: 20220303 DATE AS OF CHANGE: 20220303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARNSWORTH RON L CENTRAL INDEX KEY: 0001322289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 22707651 MAIL ADDRESS: STREET 1: 200 SW MARKET ST STE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-03-02 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001322289 FARNSWORTH RON L ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97204 1 EVP/CFO Common Stock 2022-03-02 4 S 0 7000 20.4925 D 250680 D Common Stock 2022-03-02 4 F 0 2249 21.35 D 248431 D Common Stock 1590 I by 401(k) Common Stock 4179 I by IRA Common Stock 2274 I by Spouse IRA Shares sold pursuant to 10b5-1 plan to satisfy tax obligations related to vesting of stock awards. The price reported in Column 4 is a weighted average price. The shares were sold pursuant to a 10b5-1 plan, and to satisfy tax obligations upon vesting of restricted stock awards, in multiple transactions at prices ranging from $20.21 to $20.68. Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3. /s/ Andrew H. Ognall, Attorney-in-Fact for Ron L. Farnsworth 2022-03-03