0001127602-22-007616.txt : 20220302 0001127602-22-007616.hdr.sgml : 20220302 20220302143937 ACCESSION NUMBER: 0001127602-22-007616 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220228 FILED AS OF DATE: 20220302 DATE AS OF CHANGE: 20220302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARNSWORTH RON L CENTRAL INDEX KEY: 0001322289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 22702795 MAIL ADDRESS: STREET 1: 200 SW MARKET ST STE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-02-28 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001322289 FARNSWORTH RON L ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97204 1 EVP/CFO Common Stock 2022-02-28 4 A 0 30444 21.35 A 257680 D Common Stock 2022-02-28 4 J 0 15 0 A 1590 I by 401(k) Common Stock 4179 I by IRA Common Stock 2274 I by Spouse IRA Restricted stock unit award granted 2/28/22. Beginning on the first anniversary of the grant date, the award vests 33.33% per year for three years. Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c). Not required. /s/ Andrew H. Ognall, Attorney-in-Fact for Ron L. Farnsworth 2022-03-02