0001127602-22-003813.txt : 20220208
0001127602-22-003813.hdr.sgml : 20220208
20220208182303
ACCESSION NUMBER: 0001127602-22-003813
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220207
FILED AS OF DATE: 20220208
DATE AS OF CHANGE: 20220208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'HAVER CORT L
CENTRAL INDEX KEY: 0001490201
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34624
FILM NUMBER: 22603187
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA ST STE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP
CENTRAL INDEX KEY: 0001077771
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 931261319
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97204
BUSINESS PHONE: 503-727-4100
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97204
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2022-02-07
0001077771
UMPQUA HOLDINGS CORP
UMPQ
0001490201
O'HAVER CORT L
ONE SW COLUMBIA STREET, SUITE 1200
PORTLAND
OR
97204
1
1
President & CEO
Common Stock
2022-02-07
4
F
0
17577
20.83
D
459675
D
Common Stock
2022-02-07
4
F
0
27899
20.83
D
431776
D
Common Stock
2022-02-07
4
A
0
4511
0
A
436287
D
Common Stock
2022-02-07
4
D
0
3386
0
D
432901
D
Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3.
Since the date of the reporting person's last ownership report, he transferred 91,608 shares to his ex-wife pursuant to a Stipulated General Judgment of Dissolution of Marriage.
Additional shares issued under the PSA granted 2/4/19 due to the issuer's ROATCE performance above target.
Shares forfeited under the PSA granted 2/4/19 due to the issuer's TSR performance below target.
/s/ Andrew H. Ognall, Attorney-in-Fact for Cort L. O'Haver
2022-02-08