0001127602-22-003804.txt : 20220208 0001127602-22-003804.hdr.sgml : 20220208 20220208181722 ACCESSION NUMBER: 0001127602-22-003804 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220207 FILED AS OF DATE: 20220208 DATE AS OF CHANGE: 20220208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nixon Torran B CENTRAL INDEX KEY: 0001689701 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 22603175 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-02-07 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001689701 Nixon Torran B ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97204 1 Umpqua Bank President Common Stock 2022-02-07 4 F 0 3871 20.83 D 179687 D Common Stock 2022-02-07 4 F 0 4258 20.83 D 175429 D Common Stock 2022-02-07 4 A 0 997 0 A 176426 D Common Stock 2022-02-07 4 D 0 749 0 D 175677 D Common Stock 1386 I by 401(k) Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3. Additional shares issued under the PSA granted 2/4/19 due to the issuer's ROATCE performance above target. Not required. Shares forfeited under the PSA granted 2/4/19 due to the issuer's TSR performance below target. /s/ Andrew H. Ognall, Attorney-in-Fact for Torran B. Nixon 2022-02-08