0001127602-22-003797.txt : 20220208 0001127602-22-003797.hdr.sgml : 20220208 20220208181250 ACCESSION NUMBER: 0001127602-22-003797 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220207 FILED AS OF DATE: 20220208 DATE AS OF CHANGE: 20220208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARNSWORTH RON L CENTRAL INDEX KEY: 0001322289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 22603157 MAIL ADDRESS: STREET 1: 200 SW MARKET ST STE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-02-07 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001322289 FARNSWORTH RON L ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97204 1 EVP/CFO Common Stock 2022-02-07 4 F 0 3362 20.83 D 230673 D Common Stock 2022-02-07 4 F 0 3649 20.83 D 227024 D Common Stock 2022-02-07 4 A 0 854 0 A 227878 D Common Stock 2022-02-07 4 D 0 642 0 D 227236 D Common Stock 1575 I by 401(k) Common Stock 4179 I by IRA Common Stock 2274 I by Spouse IRA Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3. Additional shares issued under the PSA granted 2/4/19 due to the issuer's ROATCE performance above target. Not required. Shares forfeited under the PSA granted 2/4/19 due to the issuer's TSR performance below target. /s/ Andrew H. Ognall, Attorney-in-Fact for Ron L. Farnsworth 2022-02-08