0001127602-21-010013.txt : 20210310
0001127602-21-010013.hdr.sgml : 20210310
20210310131014
ACCESSION NUMBER: 0001127602-21-010013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210308
FILED AS OF DATE: 20210310
DATE AS OF CHANGE: 20210310
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shotwell David F
CENTRAL INDEX KEY: 0001646421
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34624
FILM NUMBER: 21729002
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA STREET STE 1400
CITY: PORTLAND
STATE: OR
ZIP: 97258
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP
CENTRAL INDEX KEY: 0001077771
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 931261319
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97204
BUSINESS PHONE: 503-727-4100
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97204
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-03-08
0001077771
UMPQUA HOLDINGS CORP
UMPQ
0001646421
Shotwell David F
ONE SW COLUMBIA STREET, SUITE 1200
PORTLAND
OR
97204
1
EVP/Chief Risk Officer
Common Stock
2021-03-08
4
J
0
3
0
A
239
I
by 401(k)
Common Stock
2021-03-08
4
A
0
10364
18.09
A
98915
D
Common Stock
2021-03-08
4
A
0
5182
18.09
A
104097
D
Common Stock
2021-03-08
4
A
0
5182
18.09
A
109279
D
Common Stock
2000
I
by IRA
Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
Not required.
Restricted stock award granted 3/8/21. Beginning on the first anniversary of the grant date, the award vests 33.33% per year for three years.
Performance share award granted 3/8/21. The award vests approximately three years following the grant date based on the issuer's relative return on average tangible common equity for fiscal years 2021-2023 compared to a Compensation Committee approved group of peers.
Performance share award granted 3/8/21. The award vests three years following the grant date based on the issuer's relative total shareholder return performance compared to a Compensation Committee approved group of peers.
/s/ Andrew H. Ognall, Attorney-in-fact for David F. Shotwell
2021-03-09