0001127602-21-009064.txt : 20210303 0001127602-21-009064.hdr.sgml : 20210303 20210303144355 ACCESSION NUMBER: 0001127602-21-009064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210302 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shotwell David F CENTRAL INDEX KEY: 0001646421 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 21708440 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STE 1400 CITY: PORTLAND STATE: OR ZIP: 97258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-03-02 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001646421 Shotwell David F ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97204 1 EVP/Chief Risk Officer Common Stock 2021-03-02 4 F 0 1426 17.59 D 89293 D Common Stock 2021-03-03 4 S 0 742 17.80 D 88551 D Common Stock 236 I by 401(k) Common Stock 2000 I by IRA Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3. Shares sold pursuant to 10b5-1 plan to satisfy tax obligations upon vesting of stock awards. /s/ Andrew H. Ognall, Attorney-in-fact for David F. Shotwell 2021-03-03