0001127602-21-003982.txt : 20210204
0001127602-21-003982.hdr.sgml : 20210204
20210204165557
ACCESSION NUMBER: 0001127602-21-003982
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210202
FILED AS OF DATE: 20210204
DATE AS OF CHANGE: 20210204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCLAUGHLIN NEAL T
CENTRAL INDEX KEY: 0001398955
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34624
FILM NUMBER: 21591939
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA ST STE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP
CENTRAL INDEX KEY: 0001077771
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 931261319
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97204
BUSINESS PHONE: 503-727-4100
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97204
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-02-02
0001077771
UMPQUA HOLDINGS CORP
UMPQ
0001398955
MCLAUGHLIN NEAL T
ONE SW COLUMBIA STREET, SUITE 1200
PORTLAND
OR
97204
1
EVP/Treasurer
Common Stock
2021-02-02
4
F
0
578
15.24
D
122162
D
Common Stock
2021-02-02
4
D
0
889
0
D
121273
D
Common Stock
2021-02-03
4
J
0
53
0
A
1042
I
by 401(k)
Common Stock
2021-02-03
4
F
0
2261
15.24
D
119012
D
Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3.
Net shares forfeited under the PSA granted 2/2/18 (in accordance with Rule 16b-3(e)) due to the issuer's TSR performance not being met at target.
Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
Not required.
/s/ Andrew H. Ognall, Attorney-in-fact for Neal T. McLaughlin
2021-02-04