0001127602-20-009346.txt : 20200304 0001127602-20-009346.hdr.sgml : 20200304 20200304152327 ACCESSION NUMBER: 0001127602-20-009346 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200302 FILED AS OF DATE: 20200304 DATE AS OF CHANGE: 20200304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shotwell David F CENTRAL INDEX KEY: 0001646421 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 20686899 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STE 1400 CITY: PORTLAND STATE: OR ZIP: 97258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-03-02 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001646421 Shotwell David F ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97204 1 EVP/Chief Risk Officer Common Stock 2020-03-02 4 A 0 13182 16.12 A 87820 D Common Stock 2020-03-02 4 A 0 6591 16.12 A 94411 D Common Stock 2020-03-02 4 A 0 6591 16.12 A 101002 D Common Stock 224 I by 401(k) Common Stock 2000 I by IRA Restricted stock award granted 3/2/20. Beginning on the first anniversary of the grant date, the award vests 33.33% per year for three years. Performance share award granted 3/2/20. The award vests three years following the grant date based on the issuer's total shareholder return performance compared to a regional bank stock index. Performance share award granted 3/2/20. The award vests approximately three years following the grant date based on the issuer's return on average tangible common equity for fiscal years 2020-2022 compared to a Compensation Committee approved group of peers. /s/ Andrew H. Ognall, Attorney-in-fact for David F. Shotwell 2020-03-04