0001127602-20-007983.txt : 20200226 0001127602-20-007983.hdr.sgml : 20200226 20200226170727 ACCESSION NUMBER: 0001127602-20-007983 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200225 FILED AS OF DATE: 20200226 DATE AS OF CHANGE: 20200226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'HAVER CORT L CENTRAL INDEX KEY: 0001490201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 20656959 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA ST STE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-02-25 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001490201 O'HAVER CORT L ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97204 1 1 President & CEO Common Stock 2020-02-25 4 A 0 946 16.90 A 387515 D Common Stock 2020-02-25 4 F 0 20853 16.90 D 366662 D Additional shares issued under the PSA granted 1/31/17 due to the issuer's ROATCE performance exceeding target. Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. /s/ Andrew H. Ognall, Attorney-in-Fact for Cort L. O'Haver 2020-02-26