0001127602-20-003787.txt : 20200205 0001127602-20-003787.hdr.sgml : 20200205 20200205171819 ACCESSION NUMBER: 0001127602-20-003787 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200204 FILED AS OF DATE: 20200205 DATE AS OF CHANGE: 20200205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCLAUGHLIN NEAL T CENTRAL INDEX KEY: 0001398955 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 20579777 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA ST STE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-02-04 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001398955 MCLAUGHLIN NEAL T ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97204 1 EVP/Treasurer Common Stock 2020-02-04 4 F 0 2160 16.90 D 112388 D Common Stock 2020-02-04 4 F 0 544 17.33 D 111844 D Common Stock 2020-02-04 4 A 0 349 0 A 112193 D Common Stock 989 I by 401(k) Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Additional shares issued under the PSA granted 1/31/17 due to the issuer's TSR performance exceeding target. /s/ Andrew H. Ognall, Attorney-in-fact for Neal T. McLaughlin 2020-02-05