0001127602-19-025110.txt : 20190724 0001127602-19-025110.hdr.sgml : 20190724 20190724114117 ACCESSION NUMBER: 0001127602-19-025110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190722 FILED AS OF DATE: 20190724 DATE AS OF CHANGE: 20190724 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shotwell David F CENTRAL INDEX KEY: 0001646421 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 19969861 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STE 1400 CITY: PORTLAND STATE: OR ZIP: 97258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-07-22 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001646421 Shotwell David F ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 1 EVP/Chief Risk Officer Common Stock 2019-07-22 4 S 0 7220 16.73 D 74530 D Common Stock 2019-07-22 4 J 0 5 0 A 218 I by 401(k) Common Stock 2019-07-22 4 A 0 10000 0 A 84530 D Common Stock 2000 I by IRA Shares sold pursuant to a 10b5-1 Plan. Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c). Not required. RSA granted 7/22/19. Beginning on the first anniversary of the grant date, the grant shares vest 33 1/3% per year for three years. /s/ Andrew H. Ognall, Attorney-in-fact for David F. Shotwell 2019-07-24