0001127602-19-005152.txt : 20190211 0001127602-19-005152.hdr.sgml : 20190211 20190211172739 ACCESSION NUMBER: 0001127602-19-005152 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190208 FILED AS OF DATE: 20190211 DATE AS OF CHANGE: 20190211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARNSWORTH RON L CENTRAL INDEX KEY: 0001322289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 19586648 MAIL ADDRESS: STREET 1: 200 SW MARKET ST STE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-08 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001322289 FARNSWORTH RON L ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 1 EVP/CFO Common Stock 2019-02-08 4 F 0 3638 17.72 D 215279 D Common Stock 2019-02-08 4 D 0 1377 0 D 213902 D Common Stock 1363 I by 401(k) Common Stock 4179 I by IRA Common Stock 2274 I by Spouse IRA Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The portion of a performance-based Restricted Stock Award forfeited (in accordance with Rule 16b-3(e)) due to the performance criteria not being met at 100%. /s/ Andrew H. Ognall, Attorney-in-fact for Ron L. Farnsworth 2019-02-11