0001077771-19-000066.txt : 20191217 0001077771-19-000066.hdr.sgml : 20191217 20191217170441 ACCESSION NUMBER: 0001077771-19-000066 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20191217 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20191217 DATE AS OF CHANGE: 20191217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 191290475 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 8-K 1 umpq-20191217.htm 8-K Document
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934
 
 
Date of Report: December 17, 2019
(Date of earliest event reported)
 
 
Umpqua Holdings Corporation
(Exact Name of Registrant as Specified in Its Charter)
 
 
Oregon001-3462493-1261319
(State or Other Jurisdiction of Incorporation or Organization)
(Commission File Number)
(I.R.S. Employer Identification Number)
 
One SW Columbia, Suite 1200
Portland, Oregon 97258
(address of Principal Executive Offices)(Zip Code)
 
(503) 727-4100
(Registrant's Telephone Number, Including Area Code)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[ ]    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ]    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ]    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ]    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
TITLE OF EACH CLASSTRADING SYMBOLNAME OF EXCHANGE
Common StockUMPQThe NASDAQ Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company [ ]

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act [ ]




Item 5.02Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
(b),(c)Effective January 1, 2020, Lisa White will be promoted to Senior Vice President/Corporate Controller of Umpqua Holdings Corporation and Umpqua Bank and Principal Accounting Officer of Umpqua Holdings Corporation. Executive Vice President/Treasurer Neal McLaughlin will remain as Treasurer of Umpqua Holdings Corporation and Umpqua Bank, but will complete his service as Principal Accounting Officer effective January 1, 2020. Ms. White, age 37, currently serves as Umpqua Bank’s Senior Vice President Bank Controller, a position she has held since April 2015, and she previously served as Umpqua Bank’s Vice President/Assistant Controller of Loans & Initiatives from March 2011 to April 2015.
 
        





SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 UMPQUA HOLDINGS CORPORATION
(Registrant)
 
 
Dated: December 17, 2019
By:/s/ Andrew H. Ognall
     Andrew H. Ognall
     Executive Vice President, General Counsel and Secretary

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Document Period End Date Dec. 17, 2019
Entity Registrant Name Umpqua Holdings Corporation
Entity Incorporation, State or Country Code OR
Entity File Number 001-34624
Entity Tax Identification Number 93-1261319
Entity Address, Address Line One One SW Columbia
Entity Address, Address Line Two Suite 1200
Entity Address, City or Town Portland
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City Area Code 503
Local Phone Number 727-4100
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Entity Central Index Key 0001077771
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