0001077771-18-000035.txt : 20180213 0001077771-18-000035.hdr.sgml : 20180213 20180213191102 ACCESSION NUMBER: 0001077771-18-000035 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS RAYMOND P CENTRAL INDEX KEY: 0001235865 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 18606071 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA ST STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 5 1 primary_doc.xml PRIMARY DOCUMENT X0306 5 2017-12-31 1 0 0 0001077771 UMPQUA HOLDINGS CORP umpq 0001235865 DAVIS RAYMOND P ONE SW COLUMBIA ST SUITE 1200 PORTLAND OR 97258 0 0 0 1 Retired Executive Chairman Common Stock 2017-12-31 5 A 0 20000 A 599775 D Common Stock 2017-12-31 5 J 0 599775 D 599775 I by LLC Includes shares granted under the 2007 Long Term Incentive Plan inadvertently omitted from Form 4 filed January 29, 2015. The Form 4 reported shares forfeited due to below market performance of the grant (6,608 from a 20,000 share award) and shares withheld to cover taxes (1,821), but did not report the shares received (11,571). Not required. All shares held in Direct ownership are now held by a family estate planning LLC controlled by Mr. Davis and his spouse. by Andrew H. Ognall, Attorney-in-Fact For: Raymond P. Davis 2018-02-13