0001077771-18-000022.txt : 20180205
0001077771-18-000022.hdr.sgml : 20180205
20180205172347
ACCESSION NUMBER: 0001077771-18-000022
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180202
FILED AS OF DATE: 20180205
DATE AS OF CHANGE: 20180205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'HAVER CORT L
CENTRAL INDEX KEY: 0001490201
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34624
FILM NUMBER: 18575267
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA ST STE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP
CENTRAL INDEX KEY: 0001077771
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 931261319
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
BUSINESS PHONE: 503-727-4100
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2018-02-02
0
0001077771
UMPQUA HOLDINGS CORP
UMPQ
0001490201
O'HAVER CORT L
ONE SW COLUMBIA STREET, SUITE 1200
PORTLAND
OR
97258
1
1
0
0
President & CEO
Common Stock
2018-02-02
4
D
0
4263
0.0
D
236428
D
Common Stock
2018-02-02
4
F
0
6750
21.86
D
229678
D
Common Stock
2018-02-02
4
F
0
1151
21.86
D
228527
D
Common Stock
2018-02-02
4
A
0
77768
0.0
A
306295
D
The portion of a performance-based Restricted Stock Award forfeited (in accordance with Rule 16b-3(e)) due to the performance criteria not being met at 100%.
Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
PSA granted 2/02/18. The grant vests three years following the grant date based on the issuer's total shareholder return performance compared to a regional bank stock index and the issuer's return on tangible common equity compared to a group of peers.
By: Andrew H. Ognall, Attorney-in-Fact For: Cort L. O'Haver
2018-02-05