0001077771-17-000030.txt : 20170202
0001077771-17-000030.hdr.sgml : 20170202
20170202193653
ACCESSION NUMBER: 0001077771-17-000030
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170131
FILED AS OF DATE: 20170202
DATE AS OF CHANGE: 20170202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP
CENTRAL INDEX KEY: 0001077771
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 931261319
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
BUSINESS PHONE: 503-727-4100
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FARNSWORTH RON L
CENTRAL INDEX KEY: 0001322289
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34624
FILM NUMBER: 17569946
MAIL ADDRESS:
STREET 1: 200 SW MARKET ST STE 1900
CITY: PORTLAND
STATE: OR
ZIP: 97201
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2017-01-31
0
0001077771
UMPQUA HOLDINGS CORP
UMPQ
0001322289
FARNSWORTH RON L
ONE SW COLUMBIA STREET, SUITE 1200
PORTLAND
OR
97258
0
1
0
0
EVP/CFO
Common Stock
2017-01-31
4
A
0
28000
0.0
A
189084
D
Common Stock
2017-01-31
4
A
0
12000
0.0
A
201084
D
Common Stock
2017-02-01
4
F
0
1273
18.16
D
199811
D
Common Stock
1268
I
by 401(k)
Common Stock
4179
I
by IRA
Common Stock
2274
I
by Spouse IRA
PSA granted 1/31/17. The grant vests three years following the grant date based on the issuer's total shareholder return performance compared to a regional bank stock index and the issuer's return on tangible common equity compared to a group of peers.
RSA granted 1/31/17. Beginning on the first anniversary of the grant date, the grant shares vest 33 1/3% per year for three years.
Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
By: Andrew H. Ognall, Attorney-in-Fact For: Ron L. Farnsworth
2017-02-02