0001077771-17-000017.txt : 20170131
0001077771-17-000017.hdr.sgml : 20170131
20170131135352
ACCESSION NUMBER: 0001077771-17-000017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170127
FILED AS OF DATE: 20170131
DATE AS OF CHANGE: 20170131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP
CENTRAL INDEX KEY: 0001077771
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 931261319
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
BUSINESS PHONE: 503-727-4100
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCLAUGHLIN NEAL T
CENTRAL INDEX KEY: 0001398955
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34624
FILM NUMBER: 17560428
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA ST STE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2017-01-27
0
0001077771
UMPQUA HOLDINGS CORP
UMPQ
0001398955
MCLAUGHLIN NEAL T
ONE SW COLUMBIA STREET, SUITE 1200
PORTLAND
OR
97258
0
1
0
0
EVP/Treasurer
Common Stock
2017-01-27
4
D
0
1574
D
78870
D
Common Stock
2017-01-27
4
D
0
594
18.21
D
78276
D
Common Stock
2017-01-27
4
D
0
278
18.21
D
77998
D
Common Stock
2017-01-27
4
J
0
8
A
874
I
by 401(k)
Non-Qualified Stock Option (right to buy)
11.89
2011-02-05
2020-02-05
Common Stock
20000
20000
D
Non-Qualified Stock Option (right to buy)
15.5
2009-01-28
2018-01-27
Common Stock
15000
15000
D
The portion of a performance-based Restricted Stock Award forfeited (in accordance with Rule 16b-3(e)) due to the performance criteria not being met at 100%.
Not required.
Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
Options are fully vested.
By: Andrew H. Ognall, Attorney-in-Fact For: Neal T. McLaughlin
2017-01-31