0001077771-17-000009.txt : 20170130 0001077771-17-000009.hdr.sgml : 20170130 20170130205801 ACCESSION NUMBER: 0001077771-17-000009 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160131 FILED AS OF DATE: 20170130 DATE AS OF CHANGE: 20170130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEAL GARY F CENTRAL INDEX KEY: 0001606208 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 17559131 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA ST STE 1400 CITY: PORTLAND STATE: OR ZIP: 97258 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2016-01-31 2016-02-02 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001606208 NEAL GARY F ONE SW COLUMBIA ST STE 1400 PORTLAND OR 97258 0 1 0 0 EVP/Enterprise Risk Common Stock 2016-01-31 4 D 0 1047 0 D 65880 D The portion of a performance-based Restricted Stock Award forfeited (in accordance with Rule 16b-3(e)) due to the performance criteria not being met at 100%. Not required Andrew H Oganll, Attorney In Fact 2017-01-30