0001077771-16-000445.txt : 20161115 0001077771-16-000445.hdr.sgml : 20161115 20161115180848 ACCESSION NUMBER: 0001077771-16-000445 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161115 FILED AS OF DATE: 20161115 DATE AS OF CHANGE: 20161115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS RAYMOND P CENTRAL INDEX KEY: 0001235865 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 162000890 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA ST STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-11-15 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001235865 DAVIS RAYMOND P ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 1 1 0 0 President & CEO Common Stock 2016-11-15 2012-01-31 4 M 0 75000.0 10.97 A 650490 D Common Stock 2016-11-15 2012-01-31 4 F 0 45963.0 17.9 D 604527 D Common Stock 2016-11-15 2012-01-31 4 F 0 14794.0 17.9 D 589733 D Common Stock 2016-11-15 4 J 0 147.0 A 7306 I by 401(k) Common Stock 2016-11-15 4 J 0 153.0 A 7635 I by SRP Plan Common Stock 2955 I by IRA Non-Qualified Stock Option (right to buy) 10.97 2016-11-15 2012-01-31 4 M 0 75000.0 0.0 D 2012-01-31 2021-01-30 Common Stock 75000 0 D Non-Qualified Stock Option (right to buy) 12.87 2011-08-02 2020-08-01 Common Stock 15000 15000 D Non-Qualified Stock Option (right to buy) 26.12 2007-12-31 2017-03-05 Common Stock 50000 50000 D Payment of purchase price by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c). Not required. Holdings reported include shares acquired pursuant to a dividend reinvestment plan for this account in transactions that were exempt under Rule 16b-3(c). Option granted 1/31/2011. The options vested three years following the grant date to the extent that the issuer's total shareholder return achieved specified targets as compared with the KRXTR regional bank stock index. Options are fully vested. By: Andrew H. Ognall, Attorney-in-Fact For: Raymond P. Davis 2016-11-15