0001077771-16-000320.txt : 20160420 0001077771-16-000320.hdr.sgml : 20160420 20160420125347 ACCESSION NUMBER: 0001077771-16-000320 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160418 FILED AS OF DATE: 20160420 DATE AS OF CHANGE: 20160420 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEIBLY JOHN GREGORY CENTRAL INDEX KEY: 0001454201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 161580892 MAIL ADDRESS: STREET 1: 111 NORTH WALL STREET CITY: SPOKANE STATE: WA ZIP: 99201 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-04-18 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001454201 SEIBLY JOHN GREGORY ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 0 1 0 0 Consumer Bank President Common Stock 2016-04-18 4 D 0 42401.0 16.48 D 298001 D Common Stock 2016-04-18 4 J 0 841.0 A 298842 D Common Stock 2016-04-18 4 J 0 46.0 A 4794 I by 401(k) Common Stock 40737 I by Trust Non-Qualified Stock Option (right to buy) 12.16 2014-04-29 2023-04-28 Common Stock 35258 35258 D Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The additional 841 shares being reported on J. Gregory Seibly's behalf relate to Sterling shares held at merger that the stock transfer agent neglected to exchange in a timely manner. Not required. Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c). Option granted 4/29/2013. Beginning on the first anniversary of the grant date, the option vest 25% per year over four years. By: Andrew H. Ognall, Attorney-in-Fact For: J. Gregory Seibly 2016-04-20