0001077771-16-000319.txt : 20160420 0001077771-16-000319.hdr.sgml : 20160420 20160420125326 ACCESSION NUMBER: 0001077771-16-000319 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160418 FILED AS OF DATE: 20160420 DATE AS OF CHANGE: 20160420 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS RAYMOND P CENTRAL INDEX KEY: 0001235865 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 161580890 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA ST STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-04-18 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001235865 DAVIS RAYMOND P ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 1 1 0 0 President & CEO Common Stock 2016-04-18 4 F 0 28518.0 16.48 D 585860 D Common Stock 2016-04-19 4 F 0 10370.0 16.69 D 575490 D Common Stock 2016-04-18 4 J 0 68.0 A 7159 I by 401(k) Common Stock 2016-04-18 4 J 0 72.0 A 7482 I by SRP Plan Common Stock 2955 I by IRA Non-Qualified Stock Option (right to buy) 10.97 2014-01-31 2021-01-30 Common Stock 75000 75000 D Non-Qualified Stock Option (right to buy) 12.87 2011-08-02 2020-08-01 Common Stock 15000 15000 D Non-Qualified Stock Option (right to buy) 26.12 2007-12-31 2017-03-05 Common Stock 50000 50000 D Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c). Not required. Holdings reported include shares acquired pursuant to a dividend reinvestment plan for this account in transactions that were exempt under Rule 16b-3(c). Options are fully vested. By: Andrew H. Ognall, Attorney-in-Fact For: Raymond P. Davis 2016-04-19