0001077771-15-000210.txt : 20151030
0001077771-15-000210.hdr.sgml : 20151030
20151030193829
ACCESSION NUMBER: 0001077771-15-000210
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151029
FILED AS OF DATE: 20151030
DATE AS OF CHANGE: 20151030
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP
CENTRAL INDEX KEY: 0001077771
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 931261319
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
BUSINESS PHONE: 503-727-4100
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVIS RAYMOND P
CENTRAL INDEX KEY: 0001235865
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34624
FILM NUMBER: 151188918
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA ST
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2015-10-29
0
0001077771
UMPQUA HOLDINGS CORP
UMPQ
0001235865
DAVIS RAYMOND P
ONE SW COLUMBIA STREET, SUITE 1200
PORTLAND
OR
97258
1
1
0
0
President & CEO
Common Stock
2015-10-29
4
S
0
14700.0
17.2
D
587298
D
Common Stock
2015-10-29
4
J
0
181.0
A
7012
I
by 401(k)
Common Stock
2015-10-29
4
J
0
187.0
A
7329
I
by SRP Plan
Common Stock
2955
I
by IRA
Non-Qualified Stock Option (right to buy)
10.97
2014-01-31
2021-01-30
Common Stock
75000
75000
D
Non-Qualified Stock Option (right to buy)
12.87
2011-08-02
2020-08-01
Common Stock
15000
15000
D
Non-Qualified Stock Option (right to buy)
26.12
2007-12-31
2017-03-05
Common Stock
50000
50000
D
Non-Qualified Stock Option (right to buy)
28.425
2007-01-18
2016-01-17
Common Stock
25000
25000
D
Not required.
Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
Holdings reported include shares acquired pursuant to a dividend reinvestment plan for this account in transactions that were exempt under Rule 16b-3(c).
Options are fully vested.
Option granted 8/2/2010. Beginning on the first anniversary of the grant date, the options vest at 30% per year for the first two years and 20% for the third and fourth years.
By: Andrew H. Ognall, Attorney-in-Fact For: Raymond P. Davis
2015-10-29