0001077771-15-000047.txt : 20150206 0001077771-15-000047.hdr.sgml : 20150206 20150206184648 ACCESSION NUMBER: 0001077771-15-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150205 FILED AS OF DATE: 20150206 DATE AS OF CHANGE: 20150206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARNSWORTH RON L CENTRAL INDEX KEY: 0001322289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 15586309 MAIL ADDRESS: STREET 1: 200 SW MARKET ST STE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-02-05 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001322289 FARNSWORTH RON L ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 0 1 0 0 EVP/CFO Common Stock 2015-02-05 4 F 0 1454.0 16.53 D 165134 D Common Stock 1176 I by 401(k) Common Stock 4179 I by IRA Common Stock 2274 I by Spouse IRA Non-Qualified Stock Option (right to buy) 11.89 2011-02-05 2020-02-05 Common Stock 8000 8000 D Non-Qualified Stock Option (right to buy) 22.94 2006-04-19 2015-04-19 Common Stock 10000 10000 D Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Option granted 2/5/10. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. Options are fully vested. By: Andrew H. Ognall, Attorney-in-Fact For: Ron L. Farnsworth 2015-02-06