0001077771-15-000017.txt : 20150129 0001077771-15-000017.hdr.sgml : 20150129 20150129131542 ACCESSION NUMBER: 0001077771-15-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150121 FILED AS OF DATE: 20150129 DATE AS OF CHANGE: 20150129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEAL GARY F CENTRAL INDEX KEY: 0001606208 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 15557893 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA ST STE 1400 CITY: PORTLAND STATE: OR ZIP: 97258 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-01-21 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001606208 NEAL GARY F ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 0 1 0 0 EVP/Enterprise Risk Common Stock 2015-01-27 4 D 0 656.0 0.0 D 61956 D Common Stock 2015-01-27 4 F 0 2672.0 15.95 D 59284 D Common Stock 2015-01-27 4 F 0 709.0 15.95 D 58575 D Common Stock 2015-01-27 4 F 0 567.0 15.95 D 58008 D Non-Qualified Stock Option (right to buy) 23.49 2015-01-21 4 J 0 20000.0 0.0 D 2006-01-21 2015-01-20 Common Stock 20000 0 D Non-Qualified Stock Option (right to buy) 11.89 2011-02-05 2020-02-05 Common Stock 4000 4000 D Non-Qualified Stock Option (right to buy) 15.5 2009-01-28 2018-01-27 Common Stock 1007 1007 D The portion of a performance-based Restricted Stock Award forfeited due to the performance criteria not being met at 100%. Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All shares expired and the executive received no value in connection with the expiration. By: Andrew H. Ognall, Attorney-in-Fact For: Gary F. Neal 2015-01-29